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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ACADIA HEALTHCARE COMPANY IN 575 32,000 0.00%
102 VARIAN MED SYS I 400 33,000 0.00%
103 NeuStar Inc 1,400 33,000 0.00%
104 KB HOME 2,200 33,000 0.00%
105 SUPERVALU Inc 6,900 33,000 0.00%
106 ORMAT TECHNOLOGIES INC 759 33,000 0.00%
107 GENWORTH FINL INC 12,900 33,000 0.00%
108 TORCHMARK CORP 550 34,000 0.00%
109 SEAGATE TECHNOLOGY PLC 1,400 34,000 0.00%
110 BOSTON BEER INC 200 34,000 0.00%
111 APARTMENT INVT & MGMT CO 765 34,000 0.00%
112 COMERICA INC 850 35,000 0.00%
113 TRIPADVISOR INC 550 35,000 0.00%
114 BED BATH & BEYOND INC 800 35,000 0.00%
115 NUVASIVE INC COM 610 36,000 0.00%
116 XYLEM INC 800 36,000 0.00%
117 JUNIPER NETWORKS 1,600 36,000 0.00%
118 MACOM TECH SOLUTIONS HLDGS I 1,097 36,000 0.00%
119 INTEGRA LIFESCIENCES HLDGS CP COM NEW 460 37,000 0.00%
120 NORTHSTAR REALTY EUROPE CORP 3,946 37,000 0.00%
121 CHICOS FAS INC 3,500 37,000 0.00%
122 RMR GROUP INC 1,188 37,000 0.00%
123 COMPANHIA BRASILEIRA DE DIST 2,617 38,000 0.00%
124 PVH CORPORATION 400 38,000 0.00%
125 SOTHEBYS 1,400 38,000 0.00%
126 CSRA INC 1,646 39,000 0.00%
127 INTERNATIONAL BANCSHARES COR 1,500 39,000 0.00%
128 POLYCOM INC 3,500 39,000 0.00%
129 New York Times Co/The 3,200 39,000 0.00%
130 WSFS Financial Corp 1,253 40,000 0.00%
131 PLANTRONICS INCORPORATED NEW 900 40,000 0.00%
132 ANWORTH MTG ASSET CORP 8,582 40,000 0.00%
133 BITAUTO HLDGS LIMITED SPONSORED ADS 1,479 40,000 0.00%
134 KEMPER CORP 1,300 40,000 0.00%
135 NEWFIELD EXPLOR 900 40,000 0.00%
136 RECON CAP SER TR 1,903 41,000 0.00%
137 HARLEY DAVIDSON INC 900 41,000 0.00%
138 DANA INC 3,900 41,000 0.00%
139 XEROX CORP 4,441 42,000 0.00%
140 TOTAL SYS SVCS INC 800 42,000 0.00%
141 HALYARD HEALTH INC 1,279 42,000 0.00%
142 TUESDAY MORNING CORP 6,045 42,000 0.00%
143 BT GROUP PLC ADR 1,511 42,000 0.00%
144 VANECK VECTORS ETF TR 2,603 43,000 0.00%
145 ALEXANDER & BALDWIN INC NEW COM 1,200 43,000 0.00%
146 OFFICE DEPOT INC 13,100 43,000 0.00%
147 DEAN FOODS CO NEW 2,400 43,000 0.00%
148 OIL STS INTL INC 1,300 43,000 0.00%
149 INTERPUBLIC GROUP COS INC 1,875 43,000 0.00%
150 CALIFORNIA RESOURCES 3,520 43,000 0.00%
Page 3 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.