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RECON CAP SER TR
RECON CAP SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 20 Institutional holders with a total value of $11,163,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Advisors, Inc. 122,650 2,664,000 23.86%
2 Cambridge Investment Research Advisors, Inc. 108,063 2,347,000 21.02%
3 LPL Financial LLC 107,562 2,341,000 20.97%
4 IFP ADVISORS, INC 61,455 1,335,000 11.96%
5 FINANCIAL ENHANCEMENT GROUP LLC 32,628 709,000 6.35%
6 Country Club Trust Company, n.a. 31,386 682,000 6.11%
7 ADVISOR GROUP, INC. 17,796 385,000 3.45%
8 WFG Advisors, LP 12,966 282,000 2.53%
9 Advisory Services Network, LLC 5,998 130,000 1.16%
10 ROYAL BANK OF CANADA 3,629 79,000 0.71%
11 Advisors Asset Management, Inc. 1,903 41,000 0.37%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,800 39,000 0.35%
13 MSI Financial Services Inc 1,670 36,000 0.32%
14 ENVESTNET ASSET MANAGEMENT INC 1,250 27,000 0.24%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 900 20,000 0.18%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 683 15,000 0.13%
17 WELLS FARGO & COMPANY/MN 501 11,000 0.10%
18 NEXT Financial Group, Inc 500 10,000 0.09%
19 UBS Group AG 466 10,000 0.09%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.