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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 Acxiom Corp 2,000 44,000 0.00%
152 BROWN FORMAN CORP 437 44,000 0.00%
153 EASTMAN CHEM CO 650 44,000 0.00%
154 WESTERN UN CO 2,300 44,000 0.00%
155 AMERICAN AXLE & MFG HLDGS INC COM 3,021 44,000 0.00%
156 CARMAX INC 900 44,000 0.00%
157 TRI POINTE HOMES INC COM 3,800 45,000 0.00%
158 FTI CONSULTING INC 1,100 45,000 0.00%
159 TRUSTMARK CORP 1,800 45,000 0.00%
160 VISHAY INTERTECHNOLOGY INC 3,614 45,000 0.00%
161 HANESBRANDS INC 1,800 45,000 0.00%
162 SUN CMNTYS INC 603 46,000 0.00%
163 COLUMBIA PIPELINE GR 1,800 46,000 0.00%
164 ZILLOW GROUP INC 1,272 46,000 0.00%
165 KENNAMETAL INC 2,100 46,000 0.00%
166 CommVault Systems Inc 1,100 48,000 0.00%
167 MELCO ENTMT ADR 3,833 48,000 0.00%
168 GATX CORP 1,100 48,000 0.00%
169 CIMAREX ENERGY 400 48,000 0.00%
170 PIEDMONT OFFICE REALTY TR INC COM CL A 2,242 48,000 0.00%
171 WHOLE FOODS MKT INC 1,500 48,000 0.00%
172 MSA SAFETY INC 913 48,000 0.00%
173 GRANITE CONSTR INC 1,075 49,000 0.00%
174 GRAHAM HLDGS CO 100 49,000 0.00%
175 TIM PARTICIPACOES S A 4,647 49,000 0.00%
176 Silicon Laboratories Inc 1,000 49,000 0.00%
177 BANCORPSOUTH INC 2,200 50,000 0.00%
178 INTERDIGITAL INC 900 50,000 0.00%
179 FEDERAL REALTY INVS 300 50,000 0.00%
180 CABLE ONE INC 100 51,000 0.00%
181 AMETEK INC NEW 1,100 51,000 0.00%
182 NOW INC 2,800 51,000 0.00%
183 MEREDITH CORP COM 1,000 52,000 0.00%
184 PENTAIR PLC 895 52,000 0.00%
185 HANCOCK WHITNEY CORPORATION 2,000 52,000 0.00%
186 DECKERS OUTDOOR CORP 900 52,000 0.00%
187 SWIFT TRANSN CO 3,366 52,000 0.00%
188 JANUS CAP GROUP INC 3,800 53,000 0.00%
189 TAILORED BRANDS INC COM 4,151 53,000 0.00%
190 CATHAY GEN BANCORP 1,900 54,000 0.00%
191 RYDEX ETF TRUST 675 54,000 0.00%
192 GAMCO NATL RES GOLDINCM 7,105 54,000 0.00%
193 VERIFONE SYS INC 2,900 54,000 0.00%
194 RELX NV 3,109 54,000 0.00%
195 ROYAL CARIBBEAN GROUP 800 54,000 0.00%
196 GNC HLDGS INC 2,278 55,000 0.00%
197 PARSLEY ENERGY CLA A 2,047 55,000 0.00%
198 VISTEON CORP COM NEW 838 55,000 0.00%
199 TWENTY FIRST CENTY FOX INC 2,000 55,000 0.00%
200 HSN Inc 1,131 55,000 0.00%
Page 4 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.