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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 209 Institutional holders with a total value of $1,511,032,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,238,462 175,925,000 11.64%
2 FMR LLC 5,190,000 146,358,000 9.69%
3 DIMENSIONAL FUND ADVISORS LP 3,947,442 111,315,000 7.37%
4 BlackRock Fund Advisors 3,779,223 106,574,000 7.05%
5 STATE STREET CORP 3,290,630 92,796,000 6.14%
6 BlackRock Institutional Trust Company, N.A. 2,383,080 67,203,000 4.45%
7 NORTHERN TRUST CORP 2,052,982 57,893,000 3.83%
8 Capital Research Global Investors 1,766,600 49,818,000 3.30%
9 Invesco Ltd. 1,713,853 48,331,000 3.20%
10 Bank of New York Mellon Corp 1,471,867 41,506,000 2.75%
11 GW&K Investment Management, LLC 1,299,255 36,639,000 2.42%
12 NORGES BANK 1,160,954 32,739,000 2.17%
13 WELLS FARGO & COMPANY/MN 1,061,741 29,940,000 1.98%
14 AMUNDI ASSET MANAGEMENT US, INC. 908,875 25,630,000 1.70%
15 LOOMIS SAYLES & CO L P 841,905 23,742,000 1.57%
16 AMERIPRISE FINANCIAL INC 667,780 18,833,000 1.25%
17 JPMORGAN CHASE & CO 640,373 18,059,000 1.20%
18 BALYASNY ASSET MANAGEMENT L.P. 620,584 17,500,000 1.16%
19 RICE HALL JAMES & ASSOCIATES, LLC 584,875 16,493,000 1.09%
20 1832 Asset Management L.P. 540,728 15,191,000 1.01%
21 GEODE CAPITAL MANAGEMENT, LLC 533,701 15,050,000 1.00%
22 PANAGORA ASSET MANAGEMENT INC 518,915 14,633,000 0.97%
23 BlackRock Investment Management, LLC 488,939 13,788,000 0.91%
24 WEDGE CAPITAL MANAGEMENT L L P/NC 477,673 13,470,000 0.89%
25 GOLDMAN SACHS GROUP INC 368,014 10,378,000 0.69%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 367,972 10,377,000 0.69%
27 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 353,032 9,956,000 0.66%
28 EAGLE ASSET MANAGEMENT INC 342,368 9,654,000 0.64%
29 PRUDENTIAL FINANCIAL INC 337,829 9,526,000 0.63%
30 AMERICAN CENTURY COMPANIES INC 323,985 9,136,000 0.60%
31 SYSTEMATIC FINANCIAL MANAGEMENT LP 309,540 8,729,000 0.58%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 297,819 8,399,000 0.56%
33 NEW YORK STATE COMMON RETIREMENT FUND 285,750 8,058,000 0.53%
34 PRINCIPAL FINANCIAL GROUP INC 280,471 7,909,000 0.52%
35 CHICAGO EQUITY PARTNERS LLC 275,920 7,781,000 0.51%
36 Brandywine Global Investment Management, LLC 267,100 7,533,000 0.50%
37 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 246,706 6,957,000 0.46%
38 WADDELL & REED FINANCIAL INC 217,800 6,142,000 0.41%
39 BANK OF AMERICA CORP /DE/ 217,104 6,122,000 0.41%
40 THRIVENT FINANCIAL FOR LUTHERANS 205,780 5,803,000 0.38%
41 Nationwide Fund Advisors 189,766 5,351,000 0.35%
42 AMERICAN INTERNATIONAL GROUP, INC. 182,362 5,142,608 0.34%
43 COLUMBUS CIRCLE INVESTORS 173,856 4,903,000 0.32%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 171,800 4,845,000 0.32%
45 ROYAL BANK OF CANADA 170,157 4,799,000 0.32%
46 RHUMBLINE ADVISERS 167,309 4,718,000 0.31%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 4,684,000 0.31%
48 Opus Capital Group, LLC 162,714 4,589,000 0.30%
49 ALLIANCEBERNSTEIN L.P. 156,529 4,414,000 0.29%
50 MILLENNIUM MANAGEMENT LLC 156,274 4,407,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.