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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 WILEY JOHN SONS INC 1,300 68,000 0.00%
252 ESSEX PPTY TR INC 300 68,000 0.00%
253 ARTISAN PARTNERS ASSET MGMT 2,495 69,000 0.00%
254 FNB CORP PA 5,500 69,000 0.00%
255 WORTHINGTON INDS INC 1,622 69,000 0.00%
256 KATE SPADE & CO 3,400 70,000 0.00%
257 SUPERIOR ENERGY SVCS INC 3,800 70,000 0.00%
258 FLAHERTY CRUMRINE PFD SECS 3,248 70,000 0.00%
259 SLM CORP 11,300 70,000 0.00%
260 EBIX INC 1,481 71,000 0.00%
261 SCIENCE APPLICATNS INTL CP N 1,210 71,000 0.00%
262 LASALLE HOTEL PPTYS 3,000 71,000 0.00%
263 Snyders-Lance Inc 2,100 71,000 0.00%
264 INTEGRATED DEVICE TECHNOLOGY 3,530 71,000 0.00%
265 ROLLINS INC 2,430 71,000 0.00%
266 NOBLE ENERGY INC 2,000 72,000 0.00%
267 URBAN EDGE PPTYS COM 2,400 72,000 0.00%
268 HELEN OF TROY CORP LTD 700 72,000 0.00%
269 FEDERATED HERMES INC CL B 2,500 72,000 0.00%
270 TENET HEALTHCARE CORP 2,600 72,000 0.00%
271 CABOT CORP 1,600 73,000 0.00%
272 CRH PLC 2,459 73,000 0.00%
273 CLEAN HARBORS INC 1,400 73,000 0.00%
274 NATIONAL INSTRS CORP 2,675 73,000 0.00%
275 ENSCO PLC 7,500 73,000 0.00%
276 MURPHY USA INC COM 1,000 74,000 0.00%
277 PRIMERICA INC 1,300 74,000 0.00%
278 ASPEN INSURANCE HOLDINGS LTD 1,600 74,000 0.00%
279 DILLARDS INC 1,218 74,000 0.00%
280 CALATLANTIC GROUP INC 2,024 74,000 0.00%
281 NATIONAL CINEMEDIA INC 4,834 75,000 0.00%
282 NORDIC AMERICAN OFFSHORE LTD 15,850 75,000 0.00%
283 LANDSTAR SYS INC COM 1,100 76,000 0.00%
284 BANK HAWAII CORP 1,100 76,000 0.00%
285 ENDO INTL PLC 4,967 77,000 0.00%
286 TIDEWATER INC 17,454 77,000 0.00%
287 Equity One Inc Com 2,400 77,000 0.00%
288 ARISTA NETWORKS INC 1,198 77,000 0.00%
289 JACK IN THE BOX INC 900 77,000 0.00%
290 LITTELFUSE INC 651 77,000 0.00%
291 SONY GROUP CORP 2,643 78,000 0.00%
292 STANTEC INC 3,201 78,000 0.00%
293 DREAMWORKS ANIMATION SKG INC 1,900 78,000 0.00%
294 TTM TECHNOLOGIES 10,479 79,000 0.00%
295 Clarcor Inc Com 1,300 79,000 0.00%
296 BARCLAYS BANK PLC 3,100 80,000 0.00%
297 FIRST SOLAR INC 1,657 80,000 0.00%
298 WEBSTER FINL CORP CONN 2,400 81,000 0.00%
299 AMERICAN AIRLS GROUP INC 2,900 82,000 0.00%
300 ENERGIZER HLDGS INC NEW COM 1,600 82,000 0.00%
Page 6 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.