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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 71 Institutional holders with a total value of $108,862,987.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 450,967 9,768,000 8.97%
2 MORGAN STANLEY 409,233 8,864,000 8.14%
3 LPL Financial LLC 400,094 8,650,000 7.95%
4 ENVESTNET ASSET MANAGEMENT INC 344,399 7,460,000 6.85%
5 Covington Capital Management 281,202 6,091,000 5.60%
6 BANK OF AMERICA CORP /DE/ 276,505 5,989,000 5.50%
7 NATIONAL PLANNING CORP 236,910 5,122,000 4.70%
8 Invesco Ltd. 213,207 4,618,000 4.24%
9 Commonwealth Equity Services, Inc 201,292 4,360,000 4.01%
10 WELLS FARGO & COMPANY/MN 190,444 4,126,000 3.79%
11 IFC Holdings Incorporated/FL 188,237 4,085,000 3.75%
12 NWAM LLC 176,388 3,821,000 3.51%
13 Oxbow Advisors, LLC 144,886 3,138,000 2.88%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 134,166 2,952,000 2.71%
15 UBS Group AG 123,644 2,678,000 2.46%
16 A. D. Beadell Investment Counsel, Inc. 97,718 2,116,000 1.94%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 91,030 1,972,000 1.81%
18 Raymond James Financial Services Advisors, Inc. 90,212 1,954,000 1.79%
19 Private Advisor Group, LLC 89,021 1,925,000 1.77%
20 ADVISOR GROUP, INC. 85,218 1,843,000 1.69%
21 TIEMANN INVESTMENT ADVISORS, LLC 61,885 1,340,000 1.23%
22 GUGGENHEIM CAPITAL LLC 59,517 1,289,000 1.18%
23 COHEN & STEERS, INC. 56,081 1,215,000 1.12%
24 Cetera Advisor Networks LLC 53,094 1,147,000 1.05%
25 Family Firm, Inc. 50,040 1,084,000 1.00%
26 BB&T SECURITIES, LLC 49,040 1,062,000 0.98%
27 HighTower Advisors, LLC 43,845 951,000 0.87%
28 Cambridge Investment Research Advisors, Inc. 39,991 866,000 0.80%
29 BARD ASSOCIATES INC 36,600 793,000 0.73%
30 RAYMOND JAMES & ASSOCIATES 35,446 768,000 0.71%
31 Investors Capital Advisory Services 27,032 585,000 0.54%
32 OPPENHEIMER & CO INC 25,563 554,000 0.51%
33 PNC FINANCIAL SERVICES GROUP, INC. 22,690 491,000 0.45%
34 BRUDERMAN ASSET MANAGEMENT, LLC 22,676 491,000 0.45%
35 Sigma Planning Corp 17,649 382,000 0.35%
36 IFP ADVISORS, INC 17,179 372,000 0.34%
37 GENEOS WEALTH MANAGEMENT INC. 16,646 361,000 0.33%
38 Cetera Advisors LLC 15,230 330,000 0.30%
39 SIT INVESTMENT ASSOCIATES INC 15,000 325,000 0.30%
40 Bank of New York Mellon Corp 13,939 302,000 0.28%
41 Creative Planning 11,396 247,000 0.23%
42 Concert Wealth Management Inc. 11,045 238,000 0.22%
43 Advisory Services Network, LLC 10,562 229,000 0.21%
44 US BANCORP \DE\ 10,211 221,000 0.20%
45 VSR Financial Services, Inc. 10,000 217,000 0.20%
46 WFG Advisors, LP 9,249 200,000 0.18%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,281 158,000 0.15%
48 SYNOVUS FINANCIAL CORP 7,037 152,000 0.14%
49 WEALTHPLAN PARTNERS, LLC 13,414 145,409 0.13%
50 WHITTIER TRUST CO 5,328 115,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.