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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
151 DBX ETF TR 501,039 12,185 0.13%
152 Hi Crush Partners LP 794,120 12,182 0.13%
153 NEWMONT CORP 309,052 12,143 0.13%
154 WISDOMTREE TR 552,170 11,938 0.13%
155 BLACKSTONE GROUP L P 466,118 11,900 0.12%
156 CAMPBELL SOUP CO 217,154 11,878 0.12%
157 ISHARES TR 100,846 11,820 0.12%
158 VANGUARD INDEX FDS 136,104 11,806 0.12%
159 ISHARES INC MSCI SINGPOR ETF 1,060,545 11,518 0.12%
160 ANTHEM INC 91,216 11,430 0.12%
161 ALIBABA GROUP HLDG LTD 106,303 11,246 0.12%
162 TYSON FOODS INC 147,850 11,040 0.12%
163 BANCO SANTANDER SA 2,501,017 11,029 0.12%
164 ENERGY TRANSFER L P 655,033 10,998 0.12%
165 WAL-MART STORES INC 151,221 10,906 0.11%
166 REYNOLDS AMERICAN INC 230,514 10,869 0.11%
167 SPDR SERIES TRUST 320,058 10,684 0.11%
168 NETFLIX INC 106,726 10,518 0.11%
169 AMERICAN EXPRESS CO 163,987 10,502 0.11%
170 BARCLAYS BK PLC 306,658 10,448 0.11%
171 Lifepoint Hospitals Inc 259,496 10,369 0.11%
172 WISDOMTREE TRUST EUROPE SMCP DV ETF 186,901 10,339 0.11%
173 WASTE MGMT INC DEL 159,480 10,168 0.11%
174 STARBUCKS CORP 187,674 10,161 0.11%
175 US BANCORP DEL 235,613 10,105 0.11%
176 QUALCOM INC 609,400 10,039 0.11% Call
177 DUKE ENERGY CORP NEW 125,035 10,008 0.10%
178 iShares Barclays 20 Yr Treasury Bond 6,387,700 10,005 0.10% Call
179 SELECT SECTOR SPDR TR 139,941 9,881 0.10%
180 ISHARES TR 4,646,800 9,820 0.10% Put
181 SELECT SECTOR SPDR TR 122,586 9,812 0.10%
182 BAIDU INC 53,409 9,724 0.10%
183 JD COM INC 369,289 9,635 0.10%
184 CINTAS CORP 85,464 9,623 0.10%
185 CELGENE CORP 91,485 9,563 0.10%
186 JETBLUE AIRWAYS CORP 550,043 9,483 0.10%
187 MARSH & MCLENNAN COS INC 140,878 9,474 0.10%
188 SPDR SERIES TRUST 256,516 9,419 0.10%
189 CANADIAN PAC RY LTD 61,646 9,413 0.10%
190 XILINX INC 172,460 9,371 0.10%
191 FLEETMATICS GROUP PLC 155,957 9,354 0.10%
192 LAUDER ESTEE COS INC 105,587 9,351 0.10%
193 DOW CHEM CO 178,408 9,247 0.10%
194 KELLOGG CO 119,178 9,233 0.10%
195 GENERAL MLS INC 144,368 9,222 0.10%
196 NOVARTIS A G 116,340 9,186 0.10%
197 TWENTY FIRST CENTY FOX INC 378,856 9,176 0.10%
198 DISNEY WALT CO 98,744 9,169 0.10%
199 POWERSHARES ETF TRUST 103,552 9,064 0.10%
200 CLAYMORE EXCHANGE TRD FD TR 345,826 8,926 0.09%
Page 4 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
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