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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 418 Institutional holders with a total value of $9,679,401,412.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 22,629,838 830,967,000 8.58%
2 STATE STREET CORP 22,247,136 816,918,000 8.44%
3 BLACKROCK ADVISORS LLC 19,071,750 700,315,000 7.24%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,760,760 431,856,000 4.46%
5 UBS Group AG 10,946,851 401,969,000 4.15%
6 SCHRODER INVESTMENT MANAGEMENT GROUP 8,987,816 330,033,000 3.41%
7 JPMORGAN CHASE & CO 8,922,320 327,628,000 3.38%
8 ROYAL BANK OF CANADA 8,601,356 315,842,000 3.26%
9 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 6,675,771 245,134,000 2.53%
10 BlackRock Group LTD 6,473,181 237,695,000 2.46%
11 BTS Asset Management, Inc. 6,406,018 237,078,000 2.45%
12 BANK OF AMERICA CORP /DE/ 6,110,791 224,388,000 2.32%
13 VestGen Investment Management 5,785,573 212,446,000 2.19%
14 Nan Shan Life Insurance Co., Ltd. 5,468,013 200,785,000 2.07%
15 ASSETMARK, INC 4,670,502 171,501,000 1.77%
16 JANE STREET GROUP, LLC 4,164,045 152,904,000 1.58%
17 MORGAN STANLEY 4,097,128 150,446,000 1.55%
18 AMERIPRISE FINANCIAL INC 3,916,824 143,940,000 1.49%
19 GOLDMAN SACHS GROUP INC 3,591,558 131,883,000 1.36%
20 AOZORA BANK, LTD. 3,508,000 128,814,000 1.33%
21 Bank of New York Mellon Corp 2,774,279 101,871,000 1.05%
22 ENVESTNET ASSET MANAGEMENT INC 2,664,082 97,825,000 1.01%
23 FLOW TRADERS U.S. LLC 2,607,287 95,740,000 0.99%
24 HSBC HOLDINGS PLC 2,553,414 93,456,000 0.97%
25 AVIANCE CAPITAL MANAGEMENT, LLC 2,538,860 93,227,000 0.96%
26 RAYMOND JAMES & ASSOCIATES 2,449,748 89,955,000 0.93%
27 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 2,376,500 87,265,000 0.90%
28 PNC FINANCIAL SERVICES GROUP, INC. 2,219,099 81,484,000 0.84%
29 Charles Schwab Investment Advisory, Inc. 2,204,826 80,961,000 0.84%
30 Clark Capital Management Group, Inc. 2,096,251 76,975,000 0.80%
31 Neuberger Berman Group LLC 2,070,087 76,014,000 0.79%
32 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 2,025,319 74,370,000 0.77%
33 Rafferty Asset Management, LLC 1,895,584 69,606,000 0.72%
34 Personal Capital Advisors Corp 1,877,294 68,634,000 0.71%
35 FDx Advisors, Inc. 1,827,438 67,103,000 0.69%
36 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,751,700 64,322,000 0.66%
37 VOYA INVESTMENT MANAGEMENT LLC 1,750,327 64,272,000 0.66%
38 Sumitomo Mitsui DS Asset Management Company, Ltd 1,736,033 63,747,000 0.66%
39 VOYA FINANCIAL ADVISORS, INC. 1,672,477 61,146,000 0.63%
40 BRINKER CAPITAL INC 1,455,966 53,463,000 0.55%
41 QS Investors, LLC 1,336,256 49,067,000 0.51%
42 Jefferies Group LLC 1,279,866 46,997,000 0.49%
43 Morningstar Investment Services LLC 1,249,223 45,872,000 0.47%
44 PineBridge Investments, L.P. 1,192,800 43,800,000 0.45%
45 EASTERN BANK 1,089,636 40,012,000 0.41%
46 Fisher Asset Management, LLC 1,042,048 38,264,000 0.40%
47 CREDIT SUISSE AG/ 1,031,571 37,880,000 0.39%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 981,319 36,026,000 0.37%
49 AHL Partners LLP 971,564 35,676,000 0.37%
50 TOEWS CORP /ADV 965,000 35,435,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.