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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
251 LINEAR TECHNOLOGY CORP 122,881 7,286 0.08%
252 COTY INC 308,035 7,239 0.08%
253 ARCELORMITTAL SA LUXEMBOURG 1,186,806 7,168 0.08%
254 UNION PAC CORP 73,325 7,151 0.07%
255 ITAU UNIBANCO HLDG SA 650,421 7,116 0.07%
256 VANECK VECTORS ETF TR 141,975 7,093 0.07%
257 POTASH CORP SASK INC 431,593 7,044 0.07%
258 TEVA PHARMACEUTICAL INDS LTD 153,064 7,042 0.07%
259 INTEL CORP JR SB CONV DB 35 50,650 7,006 0.07% PRN
260 CARNIVAL CORP 143,297 6,996 0.07%
261 SALESFORCE COM INC 97,430 6,950 0.07%
262 VANGUARD INTL EQUITY INDEX F 69,680 6,935 0.07%
263 REPUBLIC SVCS INC 137,293 6,926 0.07%
264 T-MOBILE US, INCORPORATED. CONV PFD SER A 88,553 6,913 0.07%
265 SINA CORP 93,160 6,878 0.07%
266 SPDR SERIES TRUST 128,275 6,818 0.07%
267 Anthem Inc 156,473 6,802 0.07%
268 CITIGROUP INC 143,317 6,769 0.07%
269 MONDELEZ INTL INC 153,674 6,746 0.07%
270 ILLINOIS TOOL WKS INC 56,264 6,743 0.07%
271 Microsoft Corp Call Opt 01/18 67.5 2,277,600 6,721 0.07% Call
272 SYSCO CORP 136,025 6,667 0.07%
273 ALLERGAN PLC 28,931 6,663 0.07%
274 CHICOS FAS INC 559,715 6,661 0.07%
275 CHEMICAL FINANCIAL CORPORATION 150,056 6,622 0.07%
276 Call FB @ $185.0 Exp Jan 19, 2018 604,400 6,599 0.07% Call
277 DIREXION SHS ETF TR 274,000 6,573 0.07%
278 ENTERGY CORP NEW 85,520 6,562 0.07%
279 POWERSHS DB MULTI SECT COMM 327,426 6,542 0.07%
280 GENERAL MTRS CO PUT 3,092,300 6,532 0.07% Put
281 ISHARES TR 137,378 6,528 0.07%
282 KKR & CO L P DEL 453,471 6,466 0.07%
283 UNITED BANKSHARES INC COM 170,804 6,434 0.07%
284 WESTERN DIGITAL CORP 108,933 6,369 0.07%
285 JPMORGAN CHASE & CO 95,516 6,360 0.07%
286 STAPLES INC 741,602 6,341 0.07%
287 ALPHABET INC 224,400 6,286 0.07% Call
288 BRISTOL MYERS SQUIBB CO 116,301 6,271 0.07%
289 PAYPAL HLDGS INC 151,977 6,226 0.07%
290 METLIFE INC 139,797 6,211 0.07%
291 TESLA INC 30,407 6,204 0.07%
292 MICRON TECHNOLOGY INC 34,920 6,179 0.06% PRN
293 POWERSHARES DB CMDTY IDX TRA 410,482 6,161 0.06%
294 PRICELINE GRP INC 71,200 6,149 0.06% Call
295 FIRST TR EXCHANGE TRADED FD 75,334 6,144 0.06%
296 TABLEAU SOFTWARE INC 111,005 6,135 0.06%
297 BROWN FORMAN CORP 127,509 6,049 0.06%
298 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 71,584 6,007 0.06%
299 EVEREST RE GROUP LTD 31,582 6,000 0.06%
300 TARGET CORP 87,221 5,990 0.06%
Page 6 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
Page 1 of 67