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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 179 Institutional holders with a total value of $2,593,440,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 9,142,149 745,634,000 28.75%
2 BANK OF AMERICA CORP /DE/ 4,381,510 357,355,000 13.78%
3 MORGAN STANLEY 3,632,695 296,283,000 11.42%
4 WELLS FARGO & COMPANY/MN 3,461,287 282,302,000 10.89%
5 BANK OF NOVA SCOTIA 1,533,260 125,052,000 4.82%
6 CHURCHILL MANAGEMENT Corp 1,215,388 99,127,000 3.82%
7 UBS Group AG 1,083,301 88,354,000 3.41%
8 RAYMOND JAMES & ASSOCIATES 590,035 48,123,000 1.86%
9 Raymond James Financial Services Advisors, Inc. 475,944 38,818,000 1.50%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 424,541 34,626,000 1.34%
11 LPL Financial LLC 329,903 26,966,000 1.04%
12 MSI Financial Services Inc 327,727 26,729,000 1.03%
13 AMERIPRISE FINANCIAL INC 326,601 26,635,000 1.03%
14 ROYAL BANK OF CANADA 278,667 22,727,000 0.88%
15 NewSquare Capital LLC 225,503 18,392,000 0.71%
16 STIFEL FINANCIAL CORP 206,807 16,867,000 0.65%
17 Advisors Preferred, LLC 201,662 16,448,000 0.63%
18 ENVESTNET ASSET MANAGEMENT INC 200,494 16,352,000 0.63%
19 GOLDMAN SACHS GROUP INC 186,429 15,205,000 0.59%
20 Janney Montgomery Scott LLC 184,330 15,034,000 0.58%
21 Merriman Wealth Management, LLC 162,741 13,273,000 0.51%
22 SUNTRUST BANKS INC 155,395 12,673,000 0.49%
23 CREDIT SUISSE AG/ 154,356 12,590,000 0.49%
24 CITIGROUP INC 149,531 12,196,000 0.47%
25 MURPHY CAPITAL MANAGEMENT INC 143,076 11,669,000 0.45%
26 Transamerica Financial Advisors, LLC 115,748 9,441,000 0.36%
27 BAIRD FINANCIAL GROUP, INC. 93,159 7,598,000 0.29%
28 CWM, LLC 90,081 7,347,000 0.28%
29 HL FINANCIAL SERVICES LLC 86,790 7,079,000 0.27%
30 Beaumont Financial Partners, LLC 78,218 6,380,000 0.25%
31 SG Americas Securities, LLC 75,334 6,144,000 0.24%
32 Commonwealth Equity Services, Inc 74,383 6,067,000 0.23%
33 ADVISOR GROUP, INC. 71,203 5,806,000 0.22%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 66,161 5,396,000 0.21%
35 BANQUE PICTET & CIE SA 58,162 4,744,000 0.18%
36 New England Investment & Retirement Group, Inc. 53,138 4,334,000 0.17%
37 BB&T SECURITIES, LLC 51,599 4,208,000 0.16%
38 Timber Hill LLC 51,554 4,205,000 0.16%
39 STEPHENS INC /AR/ 50,316 4,104,000 0.16%
40 HighTower Advisors, LLC 49,339 4,018,000 0.15%
41 First Allied Advisory Services, Inc. 45,298 3,695,000 0.14%
42 OPPENHEIMER & CO INC 43,817 3,574,000 0.14%
43 TOTH FINANCIAL ADVISORY CORP 43,274 3,529,000 0.14%
44 LifePlan Financial Group, Inc 41,600 3,393,000 0.13%
45 Private Advisor Group, LLC 40,898 3,343,000 0.13%
46 CITADEL ADVISORS LLC 39,715 3,239,000 0.12%
47 Clark Capital Management Group, Inc. 39,184 3,196,000 0.12%
48 TRUE PRIVATE WEALTH ADVISORS 40,027 3,178,000 0.12%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,476 3,139,000 0.12%
50 NTV ASSET MANAGEMENT LLC 37,535 3,061,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.