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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
3251 Teekay Tankers Ltd. 11,101 28 0.00%
3252 CLIFFS NAT RES INC 125,000 28 0.00% Put
3253 CVS HEALTH CORP 133,600 27 0.00% Call
3254 CROWN CASTLE INTL CORP NEW 31,500 27 0.00% Put
3255 EOG RES INC 21,300 26 0.00% Call
3256 SEARS CDA INC 10,522 26 0.00%
3257 GLU MOBILE INC 10,996 25 0.00%
3258 Amyris 43,800 25 0.00%
3259 TEXAS INSTRS INC 180,500 25 0.00% Put
3260 HP INC 100,000 25 0.00% Put
3261 ENERGY TRANSFER EQUITY L P 498,700 25 0.00% Call
3262 AFLAC INC 100,000 24 0.00% Put
3263 ALEXCO RESOURCE CORP 13,440 24 0.00%
3264 GAP INC DEL 51,200 24 0.00% Put
3265 ABERCROMBIE & FITCH CO 50,700 23 0.00% Call
3266 RITE AID CORP 200,000 23 0.00% Put
3267 AUTONATION INC 128,300 23 0.00% Call
3268 HOVNANIAN ENTERPRISES, INC. 13,727 23 0.00%
3269 CARDINAL HEALTH INC 51,000 23 0.00% Put
3270 Durect Corp Com 15,410 21 0.00%
3271 WESTERN DIGITAL CORP 112,300 21 0.00% Call
3272 ISHARES 74,300 21 0.00% Put
3273 CURRENCYSHARES EURO TR 11,500 21 0.00% Put
3274 COGNIZANT TECHNOLOGY SOLUTIO 142,000 20 0.00% Call
3275 ELDORADO GOLD CORP NEW 200,000 20 0.00% Put
3276 Abraxas Petroleum Corp 12,111 20 0.00%
3277 REYNOLDS AMERICAN INC 400,000 20 0.00% Call
3278 LILLY ELI & CO 13,500 19 0.00% Call
3279 SYNTHETIC BIOLOGICS INCORPORATED 10,930 19 0.00%
3280 PPL CORP 250,000 18 0.00% Call
3281 POWERSHARES ETF TRUST II 116,900 18 0.00% Put
3282 RANGE RES CORP 26,500 17 0.00% Call
3283 LOCKHEED MARTIN CORP 21,400 17 0.00% Put
3284 ANTERO RES CORP 35,000 16 0.00% Put
3285 METLIFE INC COM 230,000 16 0.00% Call
3286 JD COM INC 22,400 15 0.00% Call
3287 NXP SEMICONDUCTORS N V 20,000 15 0.00% Put
3288 MCDONALDS CORP 35,400 14 0.00% Call
3289 MATTEL INC 50,000 14 0.00% Call
3290 MANNKIND CORP. 20,455 13 0.00%
3291 HCA HEALTHCARE INC 96,600 13 0.00% Put
3292 TABLEAU SOFTWARE INC 24,300 13 0.00% Put
3293 TELECOM ARGENTINA S A 20,000 13 0.00% Call
3294 Rice Energy Inc 30,000 12 0.00% Put
3295 GLOBALSTAR INC 133,200 12 0.00% Call
3296 GALENA BIOPHARMA INC 34,197 12 0.00%
3297 AMERICAN INTL GROUP INC 36,100 12 0.00% Put
3298 TECK RESOURCES LTD 384,800 12 0.00% Put
3299 TIME WARNER INC 30,200 12 0.00% Put
3300 FIREEYE INC 74,400 11 0.00% Call
Page 66 of 67