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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
3301 EXELON CORP 45,000 11 0.00% Call
3302 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
3303 FERRARI N V 31,800 11 0.00% Put
3304 LINKEDIN CORP 20,000 11 0.00% Put
3305 COTY INC 200,000 10 0.00% Call
3306 IAC INTERACTIVECORP 22,500 10 0.00% Put
3307 ANADARKO PETE CORP 41,100 10 0.00% Put
3308 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
3309 HESS CORP 69,900 10 0.00% Call
3310 CARNIVAL CORP 66,400 9 0.00% Call
3311 KCG HLDGS INC 34,700 9 0.00% Call
3312 CTRIP COM INTL LTD 37,200 9 0.00% Put
3313 URBAN OUTFITTERS INC 164,000 9 0.00% Call
3314 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
3315 ATLANTICA YIELD PLC 84,800 8 0.00% Put
3316 SPDR SERIES TRUST 150,000 8 0.00% Call
3317 Kinder Morgan Inc Del Wt Exp 052517 508,767 8 0.00%
3318 TARGET CORP 154,900 8 0.00% Call
3319 WILLIAMS SONOMA INC 72,900 7 0.00% Call
3320 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
3321 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
3322 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
3323 CAMBREX CORP 19,400 4 0.00% Put
3324 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
3325 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
3326 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
3327 TELECOM ARGENTINA S A 28,800 3 0.00% Put
3328 OLIN CORP 50,000 2 0.00% Put
3329 SHIRE PLC 35,000 2 0.00% Put
3330 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
3331 RITE AID CORP 200,000 2 0.00% Call
3332 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
3333 TWENTY FIRST CENTY FOX INC 25,600 2 0.00% Call
3334 3-D SYS CORP DEL 65,000 1 0.00% Call
3335 PROSHARES ULTRASHORT 20Y TR 10,000 1 0.00% Put
3336 LINKEDIN CORP 27,800 1 0.00% Call
3337 MYLAN N V SHS EURO 10,000 0 0.00% Put
3338 CSX CORP 10,000 0 0.00% Put
3339 Kroger Co 19,300 0 0.00% Call
3340 DAVITA INC 75,000 0 0.00% Call
3341 ANNALY CAP MGMT INC 20,000 0 0.00% Put
Page 67 of 67