| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 20,136,925 | 302,000 | 15.02% | Call | |
| 2 | HIGHLAND CAPITAL MANAGEMENT LP | 15,000,016 | 225,000 | 11.19% | Call | |
| 3 | ZAZOVE ASSOCIATES LLC | 12,576,332 | 189,000 | 9.40% | ||
| 4 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 11,000,000 | 165,000 | 8.21% | ||
| 5 | Zweig-DiMenna Associates LLC | 10,525,445 | 158,000 | 7.86% | ||
| 6 | FPR PARTNERS LLC | 9,176,116 | 138,000 | 6.86% | ||
| 7 | Castle Creek Arbitrage, LLC | 5,600,000 | 94,000 | 4.68% | ||
| 8 | CSS LLC/IL | 4,380,757 | 66,000 | 3.28% | ||
| 9 | Ionic Capital Management LLC | 4,361,154 | 65,000 | 3.23% | ||
| 10 | GABELLI FUNDS LLC | 2,430,400 | 49,000 | 2.44% | ||
| 11 | Kingfisher Capital LLC | 240,485 | 40,000 | 1.99% | ||
| 12 | OppenheimerFunds, Inc. | 2,400,000 | 37,000 | 1.84% | ||
| 13 | COWEN INC. | 2,213,538 | 33,000 | 1.64% | ||
| 14 | D. E. Shaw & Co., Inc. | 1,949,600 | 30,000 | 1.49% | ||
| 15 | WELLS FARGO & COMPANY/MN | 1,293,479 | 19,000 | 0.95% | ||
| 16 | UBS Group AG | 1,251,377 | 19,000 | 0.95% | ||
| 17 | Polar Asset Management Partners Inc. | 1,000,000 | 17,000 | 0.85% | ||
| 18 | WFG Advisors, LP | 1,072,336 | 16,000 | 0.80% | ||
| 19 | CITADEL ADVISORS LLC | 1,026,021 | 16,000 | 0.80% | ||
| 20 | Bluefin Trading, LLC | 1,043,111 | 16,000 | 0.80% | ||
| 21 | BARCLAYS PLC | 1,050,981 | 16,000 | 0.80% | ||
| 22 | Panning Capital Management, LP | 1,000,000 | 15,000 | 0.75% | ||
| 23 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 895,801 | 14,000 | 0.70% | ||
| 24 | Jefferies Group LLC | 948,763 | 14,000 | 0.70% | ||
| 25 | Bank of New York Mellon Corp | 979,011 | 14,000 | 0.70% | ||
| 26 | Pentwater Capital Management LP | 873,390 | 13,000 | 0.65% | ||
| 27 | GLG Partners LP | 807,994 | 12,000 | 0.60% | ||
| 28 | CITIGROUP INC | 746,147 | 12,000 | 0.60% | Call | |
| 29 | APPALOOSA LP | 793,836 | 12,000 | 0.60% | ||
| 30 | EQUITEC SPECIALISTS, LLC | 767,292 | 12,000 | 0.60% | ||
| 31 | MORGAN STANLEY | 695,656 | 10,000 | 0.50% | ||
| 32 | NOMURA HOLDINGS INC | 626,639 | 10,000 | 0.50% | ||
| 33 | SG Americas Securities, LLC | 508,767 | 8,000 | 0.40% | ||
| 34 | WOLVERINE ASSET MANAGEMENT LLC | 596,730 | 8,000 | 0.40% | ||
| 35 | Crow Point Partners, LLC | 512,000 | 8,000 | 0.40% | ||
| 36 | DELTEC ASSET MANAGEMENT LLC | 500,000 | 8,000 | 0.40% | ||
| 37 | Pine River Capital Management L.P. | 500,000 | 8,000 | 0.40% | ||
| 38 | AVENIR CORP | 466,400 | 7,000 | 0.35% | ||
| 39 | JD CAPITAL MANAGEMENT LLC | 481,600 | 7,000 | 0.35% | ||
| 40 | Petrus Trust Company, LTA | 420,000 | 6,000 | 0.30% | ||
| 41 | AMERIPRISE FINANCIAL INC | 378,233 | 6,000 | 0.30% | ||
| 42 | GAMCO INVESTORS, INC. ET AL | 276,152 | 6,000 | 0.30% | ||
| 43 | JPMORGAN CHASE & CO | 421,203 | 6,000 | 0.30% | PRN | |
| 44 | Parallax Volatility Advisers, L.P. | 300,095 | 5,000 | 0.25% | ||
| 45 | Cheyne Capital Management (UK) LLP | 285,000 | 5,000 | 0.25% | PRN | |
| 46 | BASSO CAPITAL MANAGEMENT, L.P. | 337,000 | 5,000 | 0.25% | ||
| 47 | TREMBLANT CAPITAL GROUP | 332,082 | 5,000 | 0.25% | ||
| 48 | GABELLI & Co INVESTMENT ADVISERS, INC. | 232,081 | 5,000 | 0.25% | ||
| 49 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 279,497 | 4,000 | 0.20% | ||
| 50 | Endurance Wealth Management, Inc. | 320,400 | 4,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
