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Institutional Investment Manager
GRIMES & Co WEALTH MANAGEMENT, LLC
GRIMES & Co WEALTH MANAGEMENT, LLC (CIK: 0001321993) incorporated in Delaware, located at One Technology Drive, Ste 100, Westborough, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 172 holdings with a total value of $381,674,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 HEALTHCARE TRUST AMERICA INC CL A NEW 16,957 204,000 0.05%
152 AMERICAN RLTY CAP PPTYS INC 12,274 154,000 0.04%
153 INFINERA CORPORATION 15,200 140,000 0.04%
154 SIRIUS XM HLDGS INC 37,531 130,000 0.03%
155 GLV Inc Cl A Sub Vtg 25,000 89,000 0.02%
156 IGI LABS INC 10,000 53,000 0.01%
157 Neo Performance Materials 15,466 40,000 0.01%
158 Cecil Bancorp Inc. 109,846 36,000 0.01%
159 Curis, Inc 17,000 32,000 0.01%
160 HEALTH DISCOVERY CORPORATION 663,192 15,000 0.00%
161 Aethlon Medical Inc 50,000 9,000 0.00%
162 Benguet Corp Class B (Worthles 18,000 4,000 0.00%
163 Gerber Scientific Inc. Escrow 10,000 0 0.00%
164 EvoLucia Inc. 20,000 0 0.00%
165 Commonwealth REIT 100000ths 50,000 0 0.00%
166 3D-GOLD Jewellery Holdings Lim 30,000 0 0.00%
167 Tivus Inc. 1,108,000 0 0.00%
168 UNIVERSAL EXPRESS INC 32,000 0 0.00%
169 Cronus Corp. 10,000 0 0.00%
170 Worldgate Communications Inc 164,605 0 0.00%
171 HMZ Metals Inc. 11,900 0 0.00%
172 Fortune Nat Res Corp No Stockh 18,000 0 0.00%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001321993-14-000007, filed 2014.07.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.