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Institutional Investment Manager
Castle Creek Arbitrage, LLC
Castle Creek Arbitrage, LLC (CIK: 0001326638) incorporated in Delaware, located at 111 W. Beaver Creek Blvd, Avon, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001104659-15-009251) filed in 2015.02.12
#
Name
Shares
Value ($)
%
Options
Notes
51 ZIONS BANCORPORATION 772,600 22,027 1.06%
52 ISHARES TR 500,000 19,645 0.94% Call
53 PNC Financial Services Group Warrants Exp 12/31/18 159,600 14,560 0.70%
54 TESLA INC 51,200 11,387 0.55% Put
55 CATHAY GEN BANCORP 270,500 6,922 0.33%
56 ASSOCIATED BANC CORP 362,433 6,752 0.32%
57 TERRAPIN 3 ACQUISITION CORP 595,000 5,950 0.29%
58 CAMBRIDGE CAP ACQUISITION CO 546,345 5,354 0.26%
59 BOULEVARD ACQUISITION CORP 492,480 4,752 0.23%
60 CAMBRIDGE CAP ACQUISITION CO 475,000 4,655 0.22%
61 WL ROSS HOLDING CORP - CW19 400,000 4,104 0.20%
62 ROI ACQUISITION CORP II 400,000 3,932 0.19%
63 HENNESSY CAPITAL ACQUIS-CW19 400,000 3,920 0.19%
64 CHART ACQUISITION CORP 400,000 3,840 0.18%
65 WINTRUST FINL CORP 78,749 3,682 0.18%
66 WTS/CAPITOL ACQUISITION CORP. EXP12/31/2016 372,297 3,678 0.18%
67 1347 CAP CORP 350,000 3,504 0.17%
68 COMERICA INC 71,000 3,326 0.16%
69 SUNTRUST BKS INC 59,865 2,508 0.12%
70 TERRAPIN 3 ACQUISITION CORP 250,000 2,425 0.12%
71 BOULEVARD ACQUISITION CORP 250,000 2,413 0.12%
72 TEXAS CAPITAL BANCSHARES INC 40,700 2,211 0.11%
73 WASHINGTON FED INC 89,382 1,980 0.09%
74 SUNTRUST BKS INC 46,500 1,948 0.09%
75 HENNESSY CAP ACQUISITION COR 198,400 1,944 0.09%
76 Horsehead Holding Corp. 100,000 1,583 0.08% Put
77 RTI INTERNATIONAL 49,100 1,240 0.06%
78 Wells Fargo & Co. Warrants Exp 10/28/18 20,500 1,124 0.05%
79 Neo Performance Materials 859,300 756 0.04% Put
80 SIGNATURE BK NEW YORK N Y 5,649 712 0.03%
81 Centrus Energy Corp. 110,699 476 0.02%
82 LINCOLN NATL CORP IND 6,886 397 0.02%
83 NOKIA CORP 49,130 386 0.02%
84 GALENA BIOPHARMA INC 63,945 97 0.00%
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