| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Castle Creek Arbitrage, LLC | 400,000 | 3,840,000 | 59.20% | ||
| 2 | AQR CAPITAL MANAGEMENT LLC | 1,477,575 | 813,000 | 12.53% | ||
| 3 | DEUTSCHE BANK AG\ | 850,344 | 340,000 | 5.24% | ||
| 4 | FIR TREE CAPITAL MANAGEMENT LP | 675,000 | 338,000 | 5.21% | ||
| 5 | Assured Investment Management LLC | 603,315 | 302,000 | 4.66% | ||
| 6 | CITIGROUP INC | 594,000 | 297,000 | 4.58% | Call | |
| 7 | Bulldog Investors, LLP | 368,393 | 184,000 | 2.84% | ||
| 8 | BASSO CAPITAL MANAGEMENT, L.P. | 226,800 | 125,000 | 1.93% | ||
| 9 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 250,000 | 100,000 | 1.54% | ||
| 10 | Pine River Capital Management L.P. | 148,300 | 59,000 | 0.91% | ||
| 11 | K2 PRINCIPAL FUND, L.P. | 91,100 | 50,000 | 0.77% | ||
| 12 | Polar Asset Management Partners Inc. | 73,192 | 39,000 | 0.60% | ||
| 13 | UBS Group AG | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
