| 1 |
SIGNATURE BK NEW YORK N Y |
5,649 |
712 |
0.03% |
|
|
| 2 |
LINCOLN NATL CORP IND |
6,886 |
397 |
0.02% |
|
|
| 3 |
ALERE INC |
15,000 |
47 |
0.00% |
|
PRN |
| 4 |
TYSON FOODS INC TANG EQ UNIT |
20,000 |
10 |
0.00% |
|
PRN |
| 5 |
Wells Fargo & Co. Warrants Exp 10/28/18 |
20,500 |
1,124 |
0.05% |
|
|
| 6 |
TEXAS CAPITAL BANCSHARES INC |
40,700 |
2,211 |
0.11% |
|
|
| 7 |
SUNTRUST BKS INC |
46,500 |
1,948 |
0.09% |
|
|
| 8 |
RTI INTERNATIONAL |
49,100 |
1,240 |
0.06% |
|
|
| 9 |
NOKIA CORP |
49,130 |
386 |
0.02% |
|
|
| 10 |
TESLA INC |
51,200 |
11,387 |
0.55% |
Put |
|
| 11 |
SUNTRUST BKS INC |
59,865 |
2,508 |
0.12% |
|
|
| 12 |
GALENA BIOPHARMA INC |
63,945 |
97 |
0.00% |
|
|
| 13 |
COMERICA INC |
71,000 |
3,326 |
0.16% |
|
|
| 14 |
WINTRUST FINL CORP |
78,749 |
3,682 |
0.18% |
|
|
| 15 |
WASHINGTON FED INC |
89,382 |
1,980 |
0.09% |
|
|
| 16 |
Horsehead Holding Corp. |
100,000 |
1,583 |
0.08% |
Put |
|
| 17 |
Centrus Energy Corp. |
110,699 |
476 |
0.02% |
|
|
| 18 |
PNC Financial Services Group Warrants Exp 12/31/18 |
159,600 |
14,560 |
0.70% |
|
|
| 19 |
OMNICARE CAP TR II |
191,800 |
172 |
0.01% |
|
PRN |
| 20 |
HENNESSY CAP ACQUISITION COR |
198,400 |
1,944 |
0.09% |
|
|
| 21 |
BOULEVARD ACQUISITION CORP |
250,000 |
2,413 |
0.12% |
|
|
| 22 |
TERRAPIN 3 ACQUISITION CORP |
250,000 |
2,425 |
0.12% |
|
|
| 23 |
CATHAY GEN BANCORP |
270,500 |
6,922 |
0.33% |
|
|
| 24 |
1347 CAP CORP |
350,000 |
3,504 |
0.17% |
|
|
| 25 |
ASSOCIATED BANC CORP |
362,433 |
6,752 |
0.32% |
|
|
| 26 |
WTS/CAPITOL ACQUISITION CORP. EXP12/31/2016 |
372,297 |
3,678 |
0.18% |
|
|
| 27 |
JPMorgan Chase & Co. Warrants Exp 10/28/18 |
382,700 |
23,949 |
1.15% |
|
|
| 28 |
CHART ACQUISITION CORP |
400,000 |
3,840 |
0.18% |
|
|
| 29 |
WL ROSS HOLDING CORP - CW19 |
400,000 |
4,104 |
0.20% |
|
|
| 30 |
ROI ACQUISITION CORP II |
400,000 |
3,932 |
0.19% |
|
|
| 31 |
HENNESSY CAPITAL ACQUIS-CW19 |
400,000 |
3,920 |
0.19% |
|
|
| 32 |
CAMBRIDGE CAP ACQUISITION CO |
475,000 |
4,655 |
0.22% |
|
|
| 33 |
BOULEVARD ACQUISITION CORP |
492,480 |
4,752 |
0.23% |
|
|
| 34 |
ISHARES TR |
500,000 |
19,645 |
0.94% |
Call |
|
| 35 |
CAMBRIDGE CAP ACQUISITION CO |
546,345 |
5,354 |
0.26% |
|
|
| 36 |
TERRAPIN 3 ACQUISITION CORP |
595,000 |
5,950 |
0.29% |
|
|
| 37 |
ZIONS BANCORPORATION |
772,600 |
22,027 |
1.06% |
|
|
| 38 |
CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14. |
776,600 |
64,108 |
3.07% |
|
|
| 39 |
Neo Performance Materials |
859,300 |
756 |
0.04% |
Put |
|
| 40 |
VIPSHOP HLDGS LTD |
1,500,000 |
1,792 |
0.09% |
|
PRN |
| 41 |
KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 |
2,352,300 |
99,526 |
4.77% |
|
|
| 42 |
Continental Airls Inc |
3,750,000 |
13,257 |
0.64% |
|
PRN |
| 43 |
Hologic, Inc. |
4,670,000 |
5,852 |
0.28% |
|
PRN |
| 44 |
SEACOR HOLDINGS INC |
6,065,000 |
6,403 |
0.31% |
|
PRN |
| 45 |
BLUCORA INC |
6,200,000 |
5,864 |
0.28% |
|
PRN |
| 46 |
SOLAZYME INC |
6,435,000 |
2,919 |
0.14% |
|
PRN |
| 47 |
SOLAZYME INC |
6,671,000 |
3,776 |
0.18% |
|
PRN |
| 48 |
Exelexis |
7,170,000 |
4,042 |
0.19% |
|
PRN |
| 49 |
PHH CORP |
7,496,000 |
14,826 |
0.71% |
|
PRN |
| 50 |
MOLINA HEALTHCARE INC |
8,000,000 |
8,904 |
0.43% |
|
PRN |
