| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GARNERO GROUP ACQUISITION CO | 284,000 | 12,000 | 0.00% | ||
| 2 | ALERE INC | 15,000 | 49,000 | 0.00% | PRN | |
| 3 | AROWANA INC | 700,000 | 56,000 | 0.00% | ||
| 4 | 1347 CAP CORP | 272,749 | 82,000 | 0.01% | ||
| 5 | 1347 CAP CORP | 341,700 | 89,000 | 0.01% | ||
| 6 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 5,600,000 | 99,000 | 0.01% | ||
| 7 | AROWANA INC | 700,000 | 123,000 | 0.01% | ||
| 8 | Agrofresh Solutions Warrants Exp 07/31/20 | 158,428 | 134,000 | 0.01% | ||
| 9 | TERRAPIN 3 ACQUISITION CORP | 845,000 | 158,000 | 0.01% | ||
| 10 | GP INVTS ACQUISITION COR | 262,495 | 160,000 | 0.01% | ||
| 11 | LINCOLN NATL CORP IND | 6,886 | 211,000 | 0.02% | ||
| 12 | EASTERY ACQUISITION CORP | 325,001 | 218,000 | 0.02% | ||
| 13 | SUNTRUST BKS INC | 56,038 | 243,000 | 0.02% | ||
| 14 | BARINGTON HILCO ACQUISITION | 24,740 | 247,000 | 0.02% | ||
| 15 | SunEdison Inc | 5,000,000 | 270,000 | 0.02% | PRN | |
| 16 | SUNTRUST BKS INC | 44,700 | 424,000 | 0.03% | ||
| 17 | LINDBLAD EXPEDITIONS HLDGS I | 218,663 | 434,000 | 0.04% | ||
| 18 | RENEWABLE ENERGY GROUP INC | 585,000 | 535,000 | 0.04% | PRN | |
| 19 | SIGNATURE BK NEW YORK N Y | 5,649 | 537,000 | 0.04% | ||
| 20 | ASSOCIATED BANC CORP | 338,300 | 543,000 | 0.04% | ||
| 21 | LOCKHEED MARTIN CORP | 2,200 | 546,000 | 0.05% | Call | |
| 22 | WASHINGTON FED INC | 89,382 | 610,000 | 0.05% | ||
| 23 | AEGERION PHARMACEUTICALS INC | 1,500,000 | 855,000 | 0.07% | PRN | |
| 24 | DICKS SPORTING GOODS INC | 25,000 | 1,127,000 | 0.09% | Call | |
| 25 | TEXAS CAPITAL BANCSHARES INC | 40,700 | 1,304,000 | 0.11% | ||
| 26 | ZIONS BANCORPORATION | 747,948 | 1,631,000 | 0.13% | ||
| 27 | ZILLOW GROUP INC | 50,000 | 1,814,000 | 0.15% | Put | |
| 28 | Barington/Hilco Acquisition Corp. | 200,000 | 2,034,000 | 0.17% | ||
| 29 | PACIFIC SPL ACQUISITION CORP | 200,000 | 2,070,000 | 0.17% | ||
| 30 | ENERNOC | 3,000,000 | 2,153,000 | 0.18% | PRN | |
| 31 | CATHAY GEN BANCORP | 279,100 | 2,280,000 | 0.19% | ||
| 32 | CONAGRA BRANDS INC | 50,000 | 2,391,000 | 0.20% | Call | |
| 33 | STEEL DYNAMICS INC | 100,000 | 2,450,000 | 0.20% | Put | |
| 34 | COMCAST CORP NEW | 45,000 | 2,934,000 | 0.24% | Call | |
| 35 | QUINPARIO ACQUISITION CORP 2 | 300,600 | 2,970,000 | 0.24% | ||
| 36 | 1347 CAP CORP | 350,000 | 3,241,000 | 0.27% | ||
| 37 | ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 | 5,000,000 | 3,556,000 | 0.29% | PRN | |
| 38 | FLUIDIGM CORP DEL | 6,000,000 | 3,642,000 | 0.30% | PRN | |
| 39 | AT&T INC | 90,000 | 3,889,000 | 0.32% | Call | |
| 40 | TESLA INC SR CV NT 0.25 19 | 4,500,000 | 3,992,000 | 0.33% | PRN | |
| 41 | KLR ENERGY ACQUISITION CORP | 399,000 | 4,044,000 | 0.33% | ||
| 42 | AMAG PHARMACEUTICALS INC | 3,721,000 | 4,122,000 | 0.34% | PRN | |
| 43 | MASTERCARD INCORPORATED | 50,000 | 4,403,000 | 0.36% | Call | |
| 44 | IMMUNOMEDICS INC | 6,512,000 | 4,545,000 | 0.37% | PRN | |
| 45 | WRIGHT MED GROUP INC SR CONV NT 2 20 | 5,000,000 | 4,588,000 | 0.38% | PRN | |
| 46 | CHEVRON CORP NEW | 45,000 | 4,717,000 | 0.39% | Call | |
| 47 | PACE HLDGS CORP | 481,326 | 4,780,000 | 0.39% | ||
| 48 | DOUBLE EAGLE ACQUISITION COR | 500,000 | 4,990,000 | 0.41% | ||
| 49 | GP INVTS ACQUISITION COR | 524,990 | 5,092,000 | 0.42% | ||
| 50 | ATLANTIC ALLIANCE PARTNER CO | 500,000 | 5,178,000 | 0.43% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-16-139667, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
