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Institutional Investment Manager
Castle Creek Arbitrage, LLC
Castle Creek Arbitrage, LLC (CIK: 0001326638) incorporated in Delaware, located at 111 W. Beaver Creek Blvd, Avon, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001104659-17-008924) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
1 BARINGTON HILCO ACQUISITION 200,000 26 0.00%
2 Agrofresh Solutions Warrants Exp 07/31/20 144,248 26 0.00%
3 Kinder Morgan Inc Del Wt Exp 052517 5,600,000 34 0.00%
4 BARINGTON HILCO ACQUISITION 200,000 50 0.00%
5 LINDBLAD EXPEDITIONS HLDGS I 55,863 119 0.01%
6 EASTERY ACQUISITION CORP 325,001 119 0.01%
7 GP INVTS ACQUISITION COR 262,495 120 0.01%
8 VERSO CORP 26,092 185 0.02%
9 NEXEO SOLUTIONS INC 276,441 191 0.02%
10 TESLA INC 1,456 311 0.03%
11 LINCOLN NATL CORP IND 6,886 423 0.04%
12 KLR ENERGY ACQUISITION CORP 399,000 549 0.05%
13 RENEWABLE ENERGY GROUP INC 585,000 567 0.05% PRN
14 DICKS SPORTING GOODS 12,500 664 0.06%
15 SIGNATURE BK NEW YORK N Y 5,649 680 0.06%
16 SUNTRUST BKS INC 56,038 730 0.07%
17 BARINGTON HILCO ACQUISITION 97,000 985 0.09%
18 SABAN CAP ACQUISITION CORP 100,000 1,039 0.10%
19 BARINGTON HILCO ACQUISITION 127,740 1,297 0.12%
20 CONYERS PK ACQUISITION 125,000 1,356 0.13%
21 TWITTER INC 1,500,000 1,407 0.13% PRN
22 WASHINGTON FED INC 89,382 1,512 0.14%
23 SUNTRUST BKS INC 78,151 1,699 0.16%
24 ASSOCIATED BANC CORP 339,897 1,975 0.19%
25 PACIFIC SPL ACQUISITION CORP 199,400 2,203 0.21%
26 ENERNOC 3,000,000 2,342 0.22% PRN
27 ALERE INC 7,450 2,404 0.23% PRN
28 YAHOO INC SR CV ZERO NT 18 2,500,000 2,476 0.24% PRN
29 TEXAS CAPITAL BANCSHARES INC 40,700 2,597 0.25%
30 QUINPARIO ACQUISITION CORP 2 300,600 2,989 0.28%
31 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 2,500,000 3,351 0.32% PRN
32 ROSEHILL RES INC CL A 399,000 4,142 0.39%
33 LANDCADIA HLDGS INC 400,000 4,150 0.40%
34 TESLA INC SR CV NT 0.25 19 4,500,000 4,174 0.40% PRN
35 FLUIDIGM CORP DEL 6,000,000 4,210 0.40% PRN
36 GENERAL MTRS CO 253,501 4,346 0.41%
37 ACORDA THERAPEUTICS INC 6,000,000 4,576 0.44% PRN
38 CTRIP COM INTL LTD 5,000,000 5,139 0.49% PRN
39 MASTERCARD INCORPORATED 50,000 5,163 0.49% Call
40 GP INVTS ACQUISITION COR 524,990 5,203 0.50%
41 DOUBLE EAGLE ACQUISITION COR 500,000 5,250 0.50%
42 AMAG PHARMACEUTICALS INC 3,721,000 5,265 0.50% PRN
43 IMMUNOMEDICS INC 5,512,000 5,483 0.52% PRN
44 GLOBAL PARTNER ACQUISITION C 600,000 6,000 0.57%
45 Boulevard Acquisition Corp II 600,000 6,096 0.58%
46 WEBMD HEALTH CORP 6,000,000 6,152 0.59% PRN
47 CAPITOL ACQUISITION CORP III 600,000 6,177 0.59%
48 STARWOOD WAYPOINT RESIDENTL 5,694,000 6,233 0.59% PRN
49 CORNERSTONE ONDEMAND INC 6,000,000 6,265 0.60% PRN
50 EASTERLY ACQUISITION CORP 650,000 6,403 0.61%
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