| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 47,108,000 | 49,018,000 | 17.98% | PRN | |
| 2 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 23,275,000 | 24,295,000 | 8.91% | PRN | |
| 3 | SOROS FUND MANAGEMENT LLC | 21,500,000 | 22,441,000 | 8.23% | PRN | |
| 4 | Invesco Ltd. | 16,206,000 | 16,854,000 | 6.18% | PRN | |
| 5 | TENOR CAPITAL MANAGEMENT Co., L.P. | 16,000,000 | 16,836,000 | 6.18% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 15,464,000 | 16,141,000 | 5.92% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 14,234,000 | 14,850,000 | 5.45% | PRN | |
| 8 | Calamos Advisors LLC | 12,000,000 | 12,536,000 | 4.60% | PRN | |
| 9 | LAZARD ASSET MANAGEMENT LLC | 11,901,000 | 12,421,000 | 4.56% | PRN | |
| 10 | SONORA INVESTMENT MANAGEMENT, LLC | 11,615,000 | 12,123,737 | 4.45% | ||
| 11 | CAMDEN ASSET MANAGEMENT L P /CA | 11,000,000 | 11,440,000 | 4.20% | PRN | |
| 12 | KORNITZER CAPITAL MANAGEMENT INC /KS | 6,690,000 | 6,958,000 | 2.55% | PRN | |
| 13 | Castle Creek Arbitrage, LLC | 6,000,000 | 6,265,000 | 2.30% | PRN | |
| 14 | CREDIT SUISSE AG/ | 5,883,000 | 6,118,000 | 2.24% | PRN | |
| 15 | Clearbridge Investments, LLC | 5,406,000 | 5,666,000 | 2.08% | PRN | |
| 16 | BESSEMER GROUP INC | 5,000,000 | 5,250,000 | 1.93% | PRN | |
| 17 | SILVERBACK ASSET MANAGEMENT LLC | 5,000,000 | 5,231,000 | 1.92% | PRN | |
| 18 | GOLDMAN SACHS GROUP INC | 4,194,000 | 4,362,000 | 1.60% | PRN | |
| 19 | SSI INVESTMENT MANAGEMENT LLC | 3,925,000 | 4,081,000 | 1.50% | PRN | |
| 20 | D. E. Shaw & Co., Inc. | 2,500,000 | 2,612,000 | 0.96% | PRN | |
| 21 | Candriam S.C.A. | 2,200 | 2,299,000 | 0.84% | PRN | |
| 22 | DEUTSCHE BANK AG\ | 2,033,000 | 2,114,000 | 0.78% | PRN | |
| 23 | CSS LLC/IL | 2,000,000 | 2,089,000 | 0.77% | PRN | |
| 24 | PIER 88 INVESTMENT PARTNERS LLC | 1,943,000 | 1,963,000 | 0.72% | PRN | |
| 25 | WELLINGTON MANAGEMENT GROUP LLP | 1,354,000 | 1,408,000 | 0.52% | PRN | |
| 26 | Allianz Asset Management GmbH | 1,120,000 | 1,162,000 | 0.43% | PRN | |
| 27 | SG Americas Securities, LLC | 10,050 | 1,049,000 | 0.38% | PRN | |
| 28 | WATER ISLAND CAPITAL LLC | 1,000,000 | 1,040,000 | 0.38% | PRN | |
| 29 | IRON Financial LLC | 965,000 | 1,009,000 | 0.37% | ||
| 30 | NOMURA HOLDINGS INC | 919,000 | 956,000 | 0.35% | PRN | |
| 31 | Bank of New York Mellon Corp | 800,000 | 838,000 | 0.31% | ||
| 32 | Man Investments (CH) AG | 700,000 | 732,000 | 0.27% | PRN | |
| 33 | SUNTRUST BANKS INC | 253,000 | 263,000 | 0.10% | ||
| 34 | BlackRock Fund Advisors | 58,000 | 60,000 | 0.02% | PRN | |
| 35 | TDAM USA INC. | 36,000 | 37,000 | 0.01% | ||
| 36 | BLAIR WILLIAM & CO/IL | 17,000 | 18,000 | 0.01% | ||
| 37 | ROYAL BANK OF CANADA | 12,000 | 13,000 | 0.00% | PRN | |
| 38 | WELLS FARGO & COMPANY/MN | 13,000 | 13,000 | 0.00% | PRN | |
| 39 | MORGAN STANLEY | 9,000 | 9,000 | 0.00% | PRN | |
| 40 | MSI Financial Services Inc | 9,000 | 9,000 | 0.00% | ||
| 41 | BANK OF AMERICA CORP /DE/ | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
