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Institutional Investment Manager
Westend Capital Management, LLC
Westend Capital Management, LLC (CIK: 0001331997) incorporated in California, located at One Harbor Drive, Sausalito, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 60 holdings with a total value of $71,597,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 SCHWAB U.S. LARGE-CAP GROWTH ETF 5,293 294,000 0.41%
52 INTEL CORP 7,755 293,000 0.41%
53 WEYERHAEUSER CO 8,505 272,000 0.38%
54 INTERNATIONAL BUSINESS MACHS 1,655 263,000 0.37%
55 PFIZER INC 7,755 263,000 0.37%
56 UNITED TECHNOLOGIES CORP 2,525 257,000 0.36%
57 PHILIP MORRIS INTL INC 2,621 255,000 0.36%
58 BANK AMER CORP 12,025 188,000 0.26%
59 JMP GROUP LLC COM 21,719 120,000 0.17%
60 NEURALSTEM INC COM 50,000 16,000 0.02%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001387131-16-007919, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.