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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 2,414 holdings with a total value of $14,935,565,000.
#
Name
Shares
Value ($)
%
Options
Notes
2401 EXCO RESOURCES INC 22,938 14,000 0.00%
2402 SECOND SIGHT MED PRODS INC 11,099 13,000 0.00%
2403 RAIT FINANCIAL TRUST 13,000 13,000 0.00%
2404 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 11,000 0.00%
2405 UNI PIXEL INC COM NEW 13,300 11,000 0.00%
2406 JEFFERIES GROUP INC NEW SR DB CV3.875 29 10,000 10,000 0.00%
2407 ARVINMERITOR INC 10,000 10,000 0.00%
2408 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 16,000 10,000 0.00%
2409 CERECOR INC 13,012 9,000 0.00%
2410 SYNTHETIC BIOLOGICS INCORPORATED 11,033 7,000 0.00%
2411 CYTRX CORP 16,701 7,000 0.00%
2412 BIOSTAGE INC 14,547 5,000 0.00%
2413 PALATIN TECHNOLOGIES INC COM 13,250 4,000 0.00%
2414 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 79,340 0 0.00%
Page 49 of 49

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001333978-18-000004, filed 2018.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.