| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Clearbridge Investments, LLC | 3,901 | 85,000 | 21.41% | ||
| 2 | DEUTSCHE BANK AG\ | 18,860,669 | 37,000 | 9.32% | Call | |
| 3 | HIGHLAND CAPITAL MANAGEMENT LP | 15,000,016 | 36,000 | 9.07% | ||
| 4 | ZAZOVE ASSOCIATES LLC | 12,576,332 | 30,000 | 7.56% | ||
| 5 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 11,000,000 | 27,000 | 6.80% | ||
| 6 | Zweig-DiMenna Associates LLC | 10,139,591 | 24,000 | 6.05% | ||
| 7 | FPR PARTNERS LLC | 9,176,116 | 22,000 | 5.54% | ||
| 8 | GABELLI FUNDS LLC | 2,120,400 | 21,000 | 5.29% | ||
| 9 | Castle Creek Arbitrage, LLC | 5,600,000 | 14,000 | 3.53% | ||
| 10 | WHITTIER TRUST CO | 10,304 | 10,000 | 2.52% | ||
| 11 | CSS LLC/IL | 4,115,256 | 10,000 | 2.52% | ||
| 12 | CREDIT SUISSE AG/ | 4,154,276 | 8,000 | 2.02% | Call | |
| 13 | CITADEL ADVISORS LLC | 2,711,056 | 6,000 | 1.51% | ||
| 14 | D. E. Shaw & Co., Inc. | 1,949,600 | 5,000 | 1.26% | ||
| 15 | Teton Advisors, Inc. | 360,000 | 4,000 | 1.01% | ||
| 16 | Ionic Capital Management LLC | 1,851,662 | 4,000 | 1.01% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,601,291 | 4,000 | 1.01% | ||
| 18 | GAMCO INVESTORS, INC. ET AL | 269,752 | 3,000 | 0.76% | ||
| 19 | WELLS FARGO & COMPANY/MN | 1,241,724 | 3,000 | 0.76% | ||
| 20 | GABELLI & Co INVESTMENT ADVISERS, INC. | 232,081 | 2,000 | 0.50% | ||
| 21 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 881,300 | 2,000 | 0.50% | ||
| 22 | COWEN INC. | 881,814 | 2,000 | 0.50% | ||
| 23 | Bluefin Trading, LLC | 1,031,275 | 2,000 | 0.50% | ||
| 24 | Polar Asset Management Partners Inc. | 1,000,000 | 2,000 | 0.50% | ||
| 25 | Pine River Capital Management L.P. | 500,000 | 2,000 | 0.50% | ||
| 26 | Jefferies Group LLC | 948,763 | 2,000 | 0.50% | ||
| 27 | Pentwater Capital Management LP | 873,390 | 2,000 | 0.50% | ||
| 28 | BARCLAYS PLC | 1,050,981 | 2,000 | 0.50% | ||
| 29 | NOMURA HOLDINGS INC | 626,639 | 2,000 | 0.50% | ||
| 30 | WHITTIER TRUST CO OF NEVADA INC | 2,017 | 2,000 | 0.50% | ||
| 31 | CITIGROUP INC | 744,003 | 2,000 | 0.50% | Call | |
| 32 | Kingfisher Capital LLC | 193,307 | 1,000 | 0.25% | ||
| 33 | Petrus Trust Company, LTA | 420,000 | 1,000 | 0.25% | ||
| 34 | Endurance Wealth Management, Inc. | 320,400 | 1,000 | 0.25% | ||
| 35 | Parallax Volatility Advisers, L.P. | 300,095 | 1,000 | 0.25% | ||
| 36 | EQUITEC SPECIALISTS, LLC | 430,548 | 1,000 | 0.25% | ||
| 37 | Bank of New York Mellon Corp | 649,333 | 1,000 | 0.25% | ||
| 38 | Crow Point Partners, LLC | 512,000 | 1,000 | 0.25% | ||
| 39 | RAYMOND JAMES & ASSOCIATES | 46,398 | 1,000 | 0.25% | ||
| 40 | TREMBLANT CAPITAL GROUP | 328,436 | 1,000 | 0.25% | ||
| 41 | SG Americas Securities, LLC | 508,767 | 1,000 | 0.25% | ||
| 42 | Cheyne Capital Management (UK) LLP | 285,000 | 1,000 | 0.25% | PRN | |
| 43 | WFG Advisors, LP | 518,733 | 1,000 | 0.25% | ||
| 44 | DELTEC ASSET MANAGEMENT LLC | 500,000 | 1,000 | 0.25% | ||
| 45 | MORGAN STANLEY | 347,019 | 1,000 | 0.25% | ||
| 46 | JD CAPITAL MANAGEMENT LLC | 481,600 | 1,000 | 0.25% | ||
| 47 | WOLVERINE ASSET MANAGEMENT LLC | 596,730 | 1,000 | 0.25% | ||
| 48 | JPMORGAN CHASE & CO | 421,203 | 1,000 | 0.25% | PRN | |
| 49 | AMERIPRISE FINANCIAL INC | 380,874 | 1,000 | 0.25% | ||
| 50 | BASSO CAPITAL MANAGEMENT, L.P. | 337,000 | 1,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
