Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1951 EXTRA SPACE STORAGE INC 3,515 261 0.00%
1952 GAP 10,749 261 0.00%
1953 FIDUCIARY CLAYMORE MLP OPP F 16,670 261 0.00%
1954 ETF MANAGERS TR 8,856 261 0.00%
1955 MATSON INC COM 8,188 260 0.00%
1956 RANGE RES CORP 8,928 260 0.00%
1957 Constellation Brand 1,598 260 0.00%
1958 TETRA TECH INC NEW 6,371 260 0.00%
1959 PETMED EXPRESS INC 12,883 259 0.00%
1960 ISHARES TR 2,830 259 0.00%
1961 INVESCO MORTGAGE CAPITAL INC 16,785 259 0.00%
1962 JETPAY CORP 110,063 259 0.00%
1963 CIMAREX ENERGY 2,168 259 0.00%
1964 VERSUM MATLS INC 8,477 259 0.00%
1965 NEWFIELD EXPL CO 6,999 258 0.00%
1966 FIDUS INVT CORPORATION 14,660 258 0.00%
1967 ISHARES INC 7,773 258 0.00%
1968 DEUTSCHE GLBL HI INCM FD 30,445 258 0.00%
1969 VANGUARD ADMIRAL FDS INC 2,283 258 0.00%
1970 PROSHARES TR 4,409 258 0.00%
1971 MEDICINES CO 5,250 257 0.00%
1972 ESCO TECHNOLOGIES INC COM 4,401 256 0.00%
1973 VANECK VECTORS ETF TR 3,298 256 0.00%
1974 NEVRO CORP 2,725 255 0.00%
1975 GLOBAL PARTNERS LP 13,067 255 0.00%
1976 CBL & ASSOC PPTYS INC 26,774 255 0.00%
1977 SPROUTS FMRS MKT INC 11,008 255 0.00%
1978 STERIS PLC SHS USD 3,678 255 0.00%
1979 INTEGRA LIFESCIENCES HLDGS CP COM NEW 6,047 255 0.00%
1980 PIMCO NY MUNICIPAL INCOME FD COM 20,240 254 0.00%
1981 DOMINION MIDSTREAM PARTNERS 7,946 254 0.00%
1982 RAYMOND JAMES FINANC 3,326 254 0.00%
1983 ZEBRA TECHNOLOGIES CORPORATION CL A 2,781 254 0.00%
1984 VANECK VECTORS ETF TR 12,976 254 0.00%
1985 LKQ CORP 8,659 253 0.00%
1986 BLACKROCK MUNIVEST FD II INC COM 16,604 253 0.00%
1987 Pandora Media 21,446 253 0.00%
1988 NUVEEN ALL CAP ENE MLP OPPO 24,020 253 0.00%
1989 DISCOVERY COMMUNICATNS NEW 8,673 252 0.00%
1990 UBIQUITI NETWORKS INC 5,009 252 0.00%
1991 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL US 7,441 251 0.00%
1992 CHINA PETE & CHEM CORP 3,081 251 0.00%
1993 POWERSHARES ETF TR II 3,433 251 0.00%
1994 PATTERSON COS INC 5,535 250 0.00%
1995 Bankwell Financial Group Inc 7,284 250 0.00%
1996 ISHARES 9,029 250 0.00%
1997 WISDOMTREE TR 8,763 249 0.00%
1998 MASIMO CORP 2,672 249 0.00%
1999 WISDOMTREE TRUST US SMALL CAP DIVIDEND 7,499 248 0.00%
2000 JABIL INC 8,546 247 0.00%
Page 40 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49