| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 384,839 | 4,061,000 | 27.63% | ||
| 2 | Invesco Ltd. | 352,988 | 3,724,000 | 25.34% | ||
| 3 | Jacobus Wealth Management, Inc. | 152,645 | 1,610,000 | 10.96% | ||
| 4 | DOLIVER ADVISORS, LP | 61,455 | 648,000 | 4.41% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 60,078 | 634,000 | 4.31% | ||
| 6 | WELLS FARGO & COMPANY/MN | 57,028 | 601,000 | 4.09% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,100 | 381,000 | 2.59% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 34,841 | 365,000 | 2.48% | ||
| 9 | FLAGSHIP HARBOR ADVISORS, LLC | 29,776 | 322,000 | 2.19% | ||
| 10 | Commonwealth Equity Services, Inc | 24,020 | 253,000 | 1.72% | ||
| 11 | MORGAN STANLEY | 23,572 | 249,000 | 1.69% | ||
| 12 | STRATEGIC FINANCIAL GROUP, LLC | 23,000 | 243,000 | 1.65% | PRN | |
| 13 | IFC Holdings Incorporated/FL | 22,325 | 236,000 | 1.61% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 22,311 | 235,000 | 1.60% | ||
| 15 | FIRST FINANCIAL EQUITY CORPORATION | 20,832 | 217,000 | 1.48% | ||
| 16 | CETERA INVESTMENT ADVISERS | 17,309 | 184,000 | 1.25% | ||
| 17 | ROYAL BANK OF CANADA | 16,544 | 175,000 | 1.19% | ||
| 18 | CLOUGH CAPITAL PARTNERS L P | 15,000 | 158,000 | 1.08% | ||
| 19 | AMERIPRISE FINANCIAL INC | 12,739 | 134,000 | 0.91% | ||
| 20 | Apriem Advisors | 10,075 | 106,000 | 0.72% | ||
| 21 | Creative Planning | 5,500 | 58,000 | 0.39% | ||
| 22 | D.A. DAVIDSON & CO. | 4,665 | 49,000 | 0.33% | ||
| 23 | THOMPSON DAVIS & CO., INC. | 2,400 | 25,000 | 0.17% | ||
| 24 | CITIGROUP INC | 2,105 | 22,000 | 0.15% | ||
| 25 | IFP ADVISORS, INC | 600 | 6,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
