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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 BARNES & NOBLE ED INC COM 14,704 141 0.00%
202 BARNES & NOBLE INC 67,289 622 0.00%
203 BARNES GROUP INC COM 7,041 361 0.00%
204 BARRICK GOLD CORP 93,867 1,783 0.01%
205 BASSETT FURNITURE INDS INC COM 16,822 453 0.00%
206 BAXTER INTL INC 62,815 3,258 0.02%
207 BB&T CORP 354,465 15,845 0.11%
208 BCE INC 45,089 1,996 0.01%
209 BECTON DICKINSON & CO 47,209 8,660 0.06%
210 BED BATH & BEYOND INC 11,118 439 0.00%
211 BELMOND LTD 12,343 149 0.00%
212 BEMIS INC 16,723 817 0.01%
213 BERKLEY W R CORP 5,506 389 0.00%
214 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
215 BERKSHIRE HATHAWAY INC DEL 101 25,235 0.17%
216 BEST BUY INC 63,864 3,139 0.02%
217 BGC PARTNERS INC 192,808 2,190 0.01%
218 BHP BILLITON LTD 59,852 2,174 0.01%
219 BHP BILLITON PLC 10,365 323 0.00%
220 BIO PATH HOLDINGS INC 374,398 310 0.00%
221 BIO TECHNE CORP 3,938 400 0.00%
222 BIOCRYST PHARMACEUTICALS 39,955 336 0.00%
223 BIOGEN INC 30,879 8,443 0.06%
224 BIOLASE INC 12,634 17 0.00%
225 BIOLINERX LTD 55,000 53 0.00%
226 BIOMARIN PHARMACEUTICAL INC 5,675 498 0.00%
227 BIOSTAGE INC 14,547 5 0.00%
228 BIOTIME INC 22,649 78 0.00%
229 BIOVERATIV INC 14,360 782 0.01%
230 BLACK HILLS CORP 3,351 223 0.00%
231 BLACKBERRY LTD 41,525 322 0.00%
232 BLACKROCK CALIF MUN INCOME T 32,502 464 0.00%
233 BLACKROCK CAP INVT CORP 91,092 688 0.00%
234 BLACKROCK CAPITAL INVESTMENT 116,000 119 0.00%
235 BLACKROCK CORE BD TR 26,346 352 0.00%
236 BLACKROCK CORPOR HI YLD FD I 173,627 1,896 0.01%
237 BLACKROCK CR ALLOCATION INCO 124,062 1,633 0.01%
238 BLACKROCK DEBT STRAT FD INC 32,434 374 0.00%
239 BLACKROCK DEFINED OPPRTY CR 88,307 1,212 0.01%
240 BLACKROCK ENERGY & RES TR COM 45,786 630 0.00%
241 BLACKROCK ENHANCED CAP INC 13,872 199 0.00%
242 BLACKROCK ENHANCED EQT DIV T 122,841 1,050 0.01%
243 BLACKROCK FLOATING RATE INCO 28,190 408 0.00%
244 BLACKROCK FLOATING RATE INCO 28,944 414 0.00%
245 BLACKROCK GLOBAL OPP EQTY TR 33,308 413 0.00%
246 BLACKROCK INC 24,354 9,340 0.06%
247 BLACKROCK INCOME TR INC 29,372 182 0.00%
248 BLACKROCK INTL GRWTH & INC T 40,219 233 0.00%
249 BLACKROCK INVT QUALITY MUN T 13,649 198 0.00%
250 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 30,948 482 0.00%
Page 5 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
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