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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 BLACKROCK MASS TAX-EXEMPT TR 11,634 159 0.00%
252 BLACKROCK MUN 2020 TERM TR 103,460 1,632 0.01%
253 BLACKROCK MUN 2030 TAR TERM 61,913 1,401 0.01%
254 BLACKROCK MUN INCOME QUALITY 38,426 536 0.00%
255 BLACKROCK MUN INCOME TR 17,005 237 0.00%
256 BLACKROCK MUNI 2018 TERM TR 118,854 1,795 0.01%
257 BLACKROCK MUNI INCOME INV QL 10,479 150 0.00%
258 BLACKROCK MUNI INCOME TR II 16,190 241 0.00%
259 BLACKROCK MUNI INTER DR FD I 35,603 493 0.00%
260 BLACKROCK MUNIASSETS FD INC 40,245 570 0.00%
261 BLACKROCK MUNIC INCM INVST T 10,271 151 0.00%
262 BLACKROCK MUNIENHANCED FD IN 11,878 139 0.00%
263 BLACKROCK MUNIHLDNGS CALI QL 32,898 466 0.00%
264 BLACKROCK MUNIVEST FD II INC COM 16,604 253 0.00%
265 BLACKROCK MUNIVEST FD INC 41,893 405 0.00%
266 BLACKROCK MUNIYIELD FD INC 18,580 267 0.00%
267 BLACKROCK MUNIYIELD PA QLTY 12,384 175 0.00%
268 BLACKROCK MUNIYIELD QUALITY 26,389 395 0.00%
269 BLACKROCK MUNIYIELD QUALITY 34,931 487 0.00%
270 BLACKROCK RES COMMODITIES 54,836 472 0.00%
271 BLACKROCK SCIENCE & TECH TR 12,943 274 0.00%
272 BLACKROCK TAX MUNICPAL BD TR SHS 49,667 1,112 0.01%
273 BLACKSTONE GROUP L P 425,582 12,640 0.08%
274 BLACKSTONE GSO FLTING RTE FUND COM 20,712 374 0.00%
275 BLACKSTONE GSO LNG SHRT CR I 20,061 323 0.00%
276 BLACKSTONE MTG TR INC 25,000 29 0.00%
277 BLACKSTONE MTG TR INC 15,315 474 0.00%
278 BLDRS INDEX FDS TR 41,311 1,519 0.01%
279 BLOCK H & R INC 18,888 439 0.00%
280 BLUE BUFFALO PET PRODS INC 44,449 1,022 0.01%
281 BLUE HILLS BANCORP INC 13,690 244 0.00%
282 BNC BANCORP 6,004 210 0.00%
283 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,949 219 0.00%
284 BOEING CO 234,565 41,485 0.28%
285 BOFI HLDG INCORPORATED 10,184 266 0.00%
286 BORGWARNER INC 18,567 776 0.01%
287 BOSTON BEER INC 3,526 510 0.00%
288 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 10,365 170 0.00%
289 BOSTON PROPERTIES INC 7,959 1,054 0.01%
290 BOSTON SCIENTIFIC CORP 56,372 1,402 0.01%
291 BOULDER GROWTH & INCOME FUND COM 31,842 296 0.00%
292 BP PLC 524,078 18,091 0.12%
293 BP PRUDHOE BAY RTY TR 19,699 396 0.00%
294 BRANDYWINE RLTY TR 19,175 311 0.00%
295 BRINKER INTL INC 71,987 3,165 0.02%
296 BRISTOL MYERS SQUIBB CO 701,467 38,146 0.26%
297 BRITISH AMERN TOB PLC 31,955 2,119 0.01%
298 BROADCOM LTD 23,698 5,189 0.03%
299 BROADRIDGE FINL SOLUTIONS IN 9,057 615 0.00%
300 BROCADE COMMUNICATIONS SYS I 18,915 236 0.00%
Page 6 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49