| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 3,220,030 | 29,946,000 | 20.52% | ||
| 2 | MORGAN STANLEY | 2,198,743 | 20,449,000 | 14.01% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 1,688,824 | 15,706,000 | 10.76% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,151,180 | 10,706,000 | 7.34% | ||
| 5 | Karpus Management, Inc. | 822,281 | 7,647,000 | 5.24% | ||
| 6 | CSS LLC/IL | 677,749 | 6,303,000 | 4.32% | ||
| 7 | WFG Advisors, LP | 587,525 | 5,464,000 | 3.74% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 573,149 | 5,330,000 | 3.65% | ||
| 9 | Bulldog Investors, LLP | 426,605 | 3,967,000 | 2.72% | ||
| 10 | ROYAL BANK OF CANADA | 387,237 | 3,601,000 | 2.47% | ||
| 11 | HSBC HOLDINGS PLC | 342,748 | 3,188,000 | 2.18% | ||
| 12 | GOLDMAN SACHS GROUP INC | 328,219 | 3,052,000 | 2.09% | ||
| 13 | MML INVESTORS SERVICES, INC. | 309,008 | 2,874,000 | 1.97% | ||
| 14 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 274,869 | 2,556,000 | 1.75% | ||
| 15 | WELLS FARGO & COMPANY/MN | 245,275 | 2,281,000 | 1.56% | ||
| 16 | DALTON GREINER HARTMAN MAHER & CO | 216,494 | 2,013,000 | 1.38% | ||
| 17 | BRINKER CAPITAL INC | 204,442 | 1,901,000 | 1.30% | ||
| 18 | Shaker Financial Services, LLC | 169,403 | 1,575,000 | 1.08% | ||
| 19 | SRH ADVISORS, LLC | 159,911 | 1,487,000 | 1.02% | ||
| 20 | Benchmark Capital Advisors | 141,500 | 1,316,000 | 0.90% | ||
| 21 | MARINER INVESTMENT GROUP LLC | 122,692 | 1,141,000 | 0.78% | ||
| 22 | Centaur Capital Partners, L.P. | 120,000 | 1,116,000 | 0.76% | ||
| 23 | LPL Financial LLC | 119,785 | 1,109,000 | 0.76% | ||
| 24 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 1,100,000 | 0.75% | ||
| 25 | Ancora Advisors LLC | 101,278 | 942,000 | 0.65% | ||
| 26 | JBF Capital, Inc. | 72,106 | 671,000 | 0.46% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 62,169 | 578,000 | 0.40% | ||
| 28 | OPPENHEIMER & CO INC | 61,703 | 574,000 | 0.39% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 54,277 | 505,000 | 0.35% | ||
| 30 | AMERIPRISE FINANCIAL INC | 51,804 | 477,000 | 0.33% | ||
| 31 | GUGGENHEIM CAPITAL LLC | 50,924 | 473,000 | 0.32% | ||
| 32 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 49,004 | 456,000 | 0.31% | ||
| 33 | SENTINEL TRUST CO LBA | 46,443 | 432,000 | 0.30% | ||
| 34 | D.A. DAVIDSON & CO. | 45,753 | 425,000 | 0.29% | ||
| 35 | GRACE & WHITE INC /NY | 36,560 | 340,000 | 0.23% | ||
| 36 | SII INVESTMENTS INC/WI | 34,020 | 316,000 | 0.22% | ||
| 37 | Commonwealth Equity Services, Inc | 31,842 | 296,000 | 0.20% | ||
| 38 | HighTower Advisors, LLC | 30,583 | 285,000 | 0.20% | ||
| 39 | MILLENNIUM MANAGEMENT LLC | 30,100 | 280,000 | 0.19% | ||
| 40 | WEDBUSH SECURITIES INC | 26,396 | 245,000 | 0.17% | ||
| 41 | Cetera Advisor Networks LLC | 26,192 | 242,000 | 0.17% | ||
| 42 | WOLVERINE ASSET MANAGEMENT LLC | 24,021 | 223,000 | 0.15% | ||
| 43 | SIGNATUREFD, LLC | 22,582 | 210,000 | 0.14% | ||
| 44 | Roundview Capital LLC | 22,606 | 210,000 | 0.14% | ||
| 45 | Raymond James Financial Services Advisors, Inc. | 22,185 | 206,000 | 0.14% | ||
| 46 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 20,277 | 189,000 | 0.13% | ||
| 47 | CITIGROUP INC | 20,077 | 186,000 | 0.13% | ||
| 48 | TFS CAPITAL LLC | 18,354 | 171,000 | 0.12% | ||
| 49 | FineMark National Bank & Trust | 17,500 | 163,000 | 0.11% | ||
| 50 | Modera Wealth Management, LLC | 17,027 | 158,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
