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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 MFS MULTIMARKET INCOME TR 31,227 191 0.00%
252 EATON VANCE NEW YORK MUN BD 15,500 191 0.00%
253 MFS CHARTER INCOME TR 22,238 191 0.00%
254 PENNANTPARK INVT CORP 23,755 193 0.00%
255 TEKLA WORLD HEALTHCARE FD 13,518 194 0.00%
256 NORTHEAST BANCORP 12,650 194 0.00%
257 MEDLEY CAP CORPORATION 25,569 197 0.00%
258 INVESCO MUNI INCOME OPP TRST 26,186 197 0.00%
259 BLACKROCK INVT QUALITY MUN T 13,649 198 0.00%
260 COVANTA HLDG CORP 12,620 198 0.00%
261 GOLDEN MINERALS CO 313,518 198 0.00%
262 FLAHERTY & CRUMRINE PFD INC 16,633 198 0.00%
263 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 49,799 199 0.00%
264 BLACKROCK ENHANCED CAP INC 13,872 199 0.00%
265 PACER FDS TR 7,692 200 0.00%
266 WISDOMTREE EUROPE 7,079 200 0.00%
267 TEJON RANCH CO 9,150 200 0.00%
268 ING GROEP N V 13,248 200 0.00%
269 ISHARES INC 8,815 201 0.00%
270 LANNET INC COM NEW 9,010 201 0.00%
271 AGRIUM INC 2,106 201 0.00%
272 FOUR CORNERS PPTY TR INC COM 8,819 201 0.00%
273 TELEDYNE TECHNOLOGIES INC 1,593 201 0.00%
274 SPDR INDEX SHS FDS 4,422 201 0.00%
275 ISHARES TR 1,318 202 0.00%
276 CST BRANDS INC 4,210 202 0.00%
277 WISDOMTREE TR 5,383 202 0.00%
278 HUBSPOT INCORPORATED 3,333 202 0.00%
279 ADVISORSHARES TR 11,121 202 0.00%
280 NATIXIS ETF TR 4,950 202 0.00%
281 ZIONS BANCORPORATION 4,844 203 0.00%
282 COTY INC 11,228 204 0.00%
283 SBA COMMUNICATIONS CORP NEW 1,707 205 0.00%
284 EASTGROUP PPTYS INC COM 2,783 205 0.00%
285 AERCAP HOLDINGS NV 4,465 205 0.00%
286 CVR ENERGY INC COM 10,236 206 0.00%
287 Union Bankshares Corporation 5,843 206 0.00%
288 COLUMBIA BKG SYS INC COM 5,283 206 0.00%
289 AMEDISYS INC COM 4,028 206 0.00%
290 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 17,968 207 0.00%
291 HERTZ GLOBAL HLDGS INC 11,874 208 0.00%
292 HEALTHCARE SVCS GRP INC 4,823 208 0.00%
293 LAKELAND FINL CORP 4,816 208 0.00%
294 WHITE MOUNTAINS INSURANCE GRP LTD 236 208 0.00%
295 NUVEEN MINESOTA QLT MUN INC 12,487 209 0.00%
296 PIMCO ETF TR 4,126 209 0.00%
297 CHOICE HOTELS INTL NEW 3,342 209 0.00%
298 COCA COLA EUROPEAN PARTNERS 5,551 209 0.00%
299 BNC BANCORP 6,004 210 0.00%
300 NEWTEK BUSINESS SVCS CORP COM NEW 12,351 210 0.00%
Page 6 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49