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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 39 Institutional holders with a total value of $89,338,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 657,484 33,328,000 37.31%
2 MML INVESTORS SERVICES, INC. 101,576 9,441,000 10.57%
3 WELLS FARGO & COMPANY/MN 132,572 6,720,000 7.52%
4 Lowe Wealth Advisors, LLC 117,028 5,932,000 6.64%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 106,762 5,412,000 6.06%
6 JANE STREET GROUP, LLC 98,988 5,018,000 5.62%
7 Morningstar Investment Services LLC 54,989 2,787,000 3.12%
8 ROYAL BANK OF CANADA 51,780 2,625,000 2.94%
9 SG Americas Securities, LLC 50,000 2,535,000 2.84%
10 MORGAN STANLEY 48,900 2,479,000 2.77%
11 BANK OF AMERICA CORP /DE/ 41,100 2,084,000 2.33%
12 First Allied Advisory Services, Inc. 26,840 1,361,000 1.52%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,867 1,210,000 1.35%
14 JACOBI CAPITAL MANAGEMENT LLC 22,762 1,154,000 1.29%
15 Virtu KCG Holdings LLC 20,766 1,053,000 1.18%
16 Atria Investments, Inc 20,083 1,018,000 1.14%
17 UBS Group AG 19,347 981,000 1.10%
18 CITADEL ADVISORS LLC 17,979 911,000 1.02%
19 Private Advisor Group, LLC 15,000 760,000 0.85%
20 ENVESTNET ASSET MANAGEMENT INC 9,250 469,000 0.52%
21 LPL Financial LLC 8,859 449,000 0.50%
22 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 6,427 326,000 0.36%
23 RIDGEWOOD INVESTMENTS LLC 4,951 251,000 0.28%
24 KINGSVIEW WEALTH MANAGEMENT, LLC 4,422 224,000 0.25%
25 Commonwealth Equity Services, Inc 4,126 209,000 0.23%
26 CHATHAM CAPITAL GROUP, INC. 4,000 203,000 0.23%
27 PNC FINANCIAL SERVICES GROUP, INC. 2,423 123,000 0.14%
28 ADVISOR GROUP, INC. 2,370 120,000 0.13%
29 BANK OF MONTREAL /CAN/ 920 47,000 0.05%
30 Hanson & Doremus Investment Management 545 28,000 0.03%
31 SARGENT BICKHAM LAGUDIS LLC 490 25,000 0.03%
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 278 14,000 0.02%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 255 13,000 0.01%
34 Winslow, Evans & Crocker, Inc. 200 10,140 0.01%
35 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 149 8,000 0.01%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 103 5,000 0.01%
37 IFP ADVISORS, INC 50 3,000 0.00%
38 CREATIVE FINANCIAL DESIGNS INC /ADV 39 2,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.