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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
601 EATON VANCE OHIO MUNICIPAL B 46,307 591 0.00%
602 EATON VANCE RISK MNGD DIV EQ 44,128 401 0.00%
603 EATON VANCE SHORT COM 18,699 264 0.00%
604 EATON VANCE SR FLTNG RTE TR 31,074 472 0.00%
605 EATON VANCE TAX ADVANTAGED G 17,096 394 0.00%
606 EATON VANCE TAX ADVT DIV INC 112,129 2,372 0.02%
607 EATON VANCE TAX MANAGED DIVE 122,866 1,360 0.01%
608 EATON VANCE TAX MANAGED GLOB 132,598 1,447 0.01%
609 EATON VANCE TAX MNGED BUY WRIT 75,879 1,236 0.01%
610 EATON VANCE TAX-MANAGED GLOBAL COM 210,416 1,793 0.01%
611 EATON VANCE TX ADV GLBL DIV 86,972 1,363 0.01%
612 EATON VANCE TX MNG BY WRT OP 108,153 1,645 0.01%
613 EBAY INC 59,299 1,991 0.01%
614 ECOLAB INC 38,900 4,876 0.03%
615 EDGEWELL PERS CARE CO 18,794 1,375 0.01%
616 EDISON INTL 42,218 3,361 0.02%
617 EDWARDS LIFESCIENCES CORP 20,857 1,962 0.01%
618 ELDORADO GOLD CORP NEW 14,088 48 0.00%
619 ELECTRONIC ARTS INC 3,139 281 0.00%
620 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 14,447 73 0.00%
621 ELKHORN S&P HIGH QUALITY PREFERRED ETF 17,824 430 0.00%
622 EMCOR GROUP INC 3,601 227 0.00%
623 EMERSON ELEC CO 391,897 23,459 0.16%
624 EMPIRE ST RLTY OP L P 21,474 439 0.00%
625 EMPIRE STATE REALTY OP LP 41,942 871 0.01%
626 ENBRIDGE ENERGY PARTNERS L P 73,494 1,396 0.01%
627 ENBRIDGE INC 247,703 10,364 0.07%
628 ENCANA CORP 14,639 171 0.00%
629 ENCORE CAP GROUP INC 25,000 22 0.00%
630 ENERGEN CORP COM 13,482 734 0.00%
631 ENERGIZER HLDGS INC NEW COM 14,514 809 0.01%
632 ENERGOUS CORP 11,170 174 0.00%
633 ENERGY FOCUS INC COM NEW 10,957 36 0.00%
634 ENERGY TRANSFER L P 211,159 4,166 0.03%
635 ENERPLUS CORP 21,417 172 0.00%
636 ENSCO PLC 54,706 490 0.00%
637 ENSTAR GROUP LIMITED COM 1,230 235 0.00%
638 ENTEGRIS INC 13,236 310 0.00%
639 ENTERGY CORP NEW 24,999 1,899 0.01%
640 ENTERPRISE PRODS PARTNERS L 793,979 21,922 0.15%
641 ENVIRI CORP COM 14,708 188 0.00%
642 EOG RES INC 32,963 3,216 0.02%
643 EPR PPTYS 17,380 1,280 0.01%
644 EQT CORP 12,518 765 0.01%
645 EQUIFAX INC 12,914 1,766 0.01%
646 EQUINIX INC 1,503 602 0.00%
647 EQUITY RESIDENTIAL 15,208 946 0.01%
648 ESCO TECHNOLOGIES INC COM 4,401 256 0.00%
649 ESSENT GROUP LTD 8,921 323 0.00%
650 ESSEX PPTY TR INC 1,972 457 0.00%
Page 13 of 49