| 1 |
SIT INVESTMENT ASSOCIATES INC |
3,762,023 |
53,120,000 |
46.33% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
1,577,102 |
22,269,000 |
19.42% |
|
|
| 3 |
RELATIVE VALUE PARTNERS GROUP, LLC |
765,115 |
10,650,000 |
9.29% |
|
|
| 4 |
WFG Advisors, LP |
338,891 |
4,785,000 |
4.17% |
|
|
| 5 |
Invesco Ltd. |
336,944 |
4,758,000 |
4.15% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
327,299 |
4,621,000 |
4.03% |
|
|
| 7 |
Advisors Asset Management, Inc. |
107,649 |
1,520,000 |
1.33% |
|
|
| 8 |
FIRST TRUST ADVISORS LP |
93,017 |
1,313,000 |
1.15% |
|
|
| 9 |
MORGAN STANLEY |
84,204 |
1,189,000 |
1.04% |
|
|
| 10 |
WINNING POINTS ADVISORS, LLC |
74,368 |
1,043,000 |
0.91% |
|
|
| 11 |
LPL Financial LLC |
62,654 |
886,000 |
0.77% |
|
|
| 12 |
Cambridge Investment Research Advisors, Inc. |
59,652 |
842,000 |
0.73% |
|
|
| 13 |
HighTower Advisors, LLC |
56,105 |
792,000 |
0.69% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
55,084 |
778,000 |
0.68% |
|
|
| 15 |
Capital Investment Advisors, LLC |
44,909 |
634,000 |
0.55% |
|
|
| 16 |
UBS Group AG |
44,682 |
631,000 |
0.55% |
|
|
| 17 |
AMERIPRISE FINANCIAL INC |
35,131 |
496,000 |
0.43% |
|
|
| 18 |
1ST SOURCE BANK |
34,004 |
480,000 |
0.42% |
|
|
| 19 |
GUGGENHEIM CAPITAL LLC |
30,480 |
430,000 |
0.38% |
|
|
| 20 |
NAPLES GLOBAL ADVISORS, LLC |
28,455 |
402,000 |
0.35% |
|
|
| 21 |
POINTE CAPITAL MANAGEMENT LLC |
26,415 |
373,000 |
0.33% |
|
|
| 22 |
NWAM LLC |
23,498 |
332,000 |
0.29% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
22,845 |
323,000 |
0.28% |
|
|
| 24 |
Concert Wealth Management Inc. |
22,620 |
314,000 |
0.27% |
|
|
| 25 |
Commonwealth Equity Services, Inc |
18,699 |
264,000 |
0.23% |
|
|
| 26 |
ZAZOVE ASSOCIATES LLC |
18,602 |
263,000 |
0.23% |
|
|
| 27 |
ROYAL BANK OF CANADA |
16,796 |
237,000 |
0.21% |
|
|
| 28 |
RAYMOND JAMES & ASSOCIATES |
16,403 |
232,000 |
0.20% |
|
|
| 29 |
Janney Montgomery Scott LLC |
11,840 |
167,000 |
0.15% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,870 |
126,000 |
0.11% |
|
|
| 31 |
CITIGROUP INC |
8,476 |
120,000 |
0.10% |
|
|
| 32 |
IFP ADVISORS, INC |
7,321 |
103,000 |
0.09% |
|
|
| 33 |
STEWARD PARTNERS INVESTMENT ADVISORY, LLC |
3,804 |
53,000 |
0.05% |
|
|
| 34 |
ADVISOR GROUP, INC. |
2,182 |
30,000 |
0.03% |
|
|
| 35 |
NEXT Financial Group, Inc |
1,700 |
24,000 |
0.02% |
|
|
| 36 |
GENEOS WEALTH MANAGEMENT INC. |
1,250 |
17,000 |
0.01% |
|
|
| 37 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,010 |
14,000 |
0.01% |
|
|
| 38 |
BANK OF MONTREAL /CAN/ |
820 |
12,000 |
0.01% |
|
|
| 39 |
PATHSTONE FAMILY OFFICE, LLC |
317 |
4,000 |
0.00% |
|
|
| 40 |
PENSERRA CAPITAL MANAGEMENT LLC |
252 |
3,000 |
0.00% |
|
|
| 41 |
MUFG Americas Holdings Corp |
123 |
2,000 |
0.00% |
|
|
| 42 |
SEI INVESTMENTS CO |
66 |
1,000 |
0.00% |
|
|
| 43 |
BlackRock Finance, Inc. |
1 |
0 |
0.00% |
|
|
