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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR RUSSELL 1000 G 4,346,303 494,609 3.31%
2 ISHARES RUSSELL 1000 VALUE ETF 4,134,957 475,272 3.18%
3 VANGUARD TAX MANAGED INTL FD 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS TOTAL 1,857,375 225,337 1.51%
6 ISHARES CORE 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR TR UN 850,785 200,564 1.34%
8 EXXON MOBIL CORP COM 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC NE 912,460 152,089 1.02%
11 JOHNSON & JOHNSON COM 1,199,588 149,409 1.00%
12 AT&T INC COM 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TR UNIT S 1,078,563 142,780 0.96%
14 ISHARES TR RUSSELL MCP GR 1,297,190 134,596 0.90%
15 ISHARES CORE S&P SCP 1,858,395 128,527 0.86%
16 ISHARES RUSSELL MID-CAP VALUE ETF 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS CO 2,563,486 124,970 0.84%
18 ISHARES TR S&P MIDCAP 400 709,440 121,470 0.81%
19 FS INVT CORP 12,108,525 118,664 0.79%
20 PROCTER & GAMBLE CO COM 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS GROWTH 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 iShares Tr 945,462 111,716 0.75%
24 Vanguard Div Apprciation 1,181,949 106,304 0.71%
25 MICROSOFT CORP COM 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD VALUE INDEX FUND 1,049,449 100,086 0.67%
28 ISHARES TR S&P 500 GROWTH 706,659 92,940 0.62%
29 Guggenheim S&P 500 Equal Weight Etf 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR S&P 500 VAL 825,563 85,892 0.58%
32 PFIZER INC COM 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FD INC 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW COM 780,324 83,783 0.56%
35 ISHARES TR U.S. PFD STK 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS INC 1,056,328 82,024 0.55%
37 ISHARES CORE US AGGRGT BOND ETF IV 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 iShares Tr 492,051 79,545 0.53%
40 ISHARES TR MSCI EAFE 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS SMALL CP 535,498 71,371 0.48%
45 Ishares Barclay's Short Bond F 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MA 408,653 71,163 0.48%
47 Us SPDR S&P Dividend ETF 800,782 70,581 0.47%
48 DISNEY WALT CO DISNEY COM 615,622 69,805 0.47%
49 Vanguard Index Fds 812,952 67,142 0.45%
50 VANGUARD INDEX FDS MID CAP 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
251 TESLA INC 37,212 10,356 0.07%
252 NORDSTROM INC 221,417 10,311 0.07%
253 DIAGEO P L C 88,897 10,275 0.07%
254 ISHARES TR 77,944 10,263 0.07%
255 AFLAC INC 141,230 10,228 0.07%
256 POWERSHARES ETF TR II 236,842 10,023 0.07%
257 ISHARES TR S&P SH NTL AMTFR 94,575 9,986 0.07%
258 VANGUARD WORLD FDS FINANCIALS 165,109 9,984 0.07%
259 AQUA AMERICA INC 309,598 9,954 0.07%
260 PNC Finl Svcs Group Inc 81,876 9,845 0.07%
261 VANGUARD SCOTTSDALE FDS 84,298 9,838 0.07%
262 REYNOLDS AMERICAN INC 155,802 9,819 0.07%
263 VANGUARD MEGA CAP ETF 121,460 9,796 0.07%
264 SMUCKER J M CO 74,484 9,763 0.07%
265 NORFOLK SOUTHERN CORP 87,049 9,747 0.07%
266 ISHARES TR 207,748 9,635 0.06%
267 SCHWAB STRATEGIC TR 158,283 9,573 0.06%
268 FIDELITY MSCI HEALTH CARE INDEX ETF 265,148 9,468 0.06%
269 WISDOMTREE TR 114,099 9,462 0.06%
270 SHERWIN WILLIAMS CO 30,332 9,409 0.06%
271 Deere & Co 86,085 9,371 0.06%
272 BLACKROCK INC 24,354 9,340 0.06%
273 VANGUARD ADMIRAL FDS INC 80,606 9,325 0.06%
274 ISHARES 151,261 9,307 0.06%
275 ALLERGAN PLC 38,882 9,290 0.06%
276 ISHARES: COHEN & STEERS REIT 92,046 9,182 0.06%
277 NUCOR CORP 153,097 9,143 0.06%
278 iShares Dow Jones US Aerospace 60,989 9,070 0.06%
279 POWERSHARES ETF TRUST 77,717 9,048 0.06%
280 FLEXSHARES TR MSTAR EMKT FAC 174,396 9,003 0.06%
281 TRAVELERS COMPANIES INC 72,824 8,778 0.06%
282 SPDR INDEX SHS FDS 185,226 8,720 0.06%
283 EXELON CORP 241,396 8,685 0.06%
284 PACER FDS TR 342,973 8,670 0.06%
285 BECTON DICKINSON & CO 47,209 8,660 0.06%
286 GUGGENHEIM S&P 500 EQUAL WEIGHT ENERGY ETF 144,054 8,524 0.06%
287 Prudential Finl Inc 79,180 8,447 0.06%
288 Biogen Idec Inc 30,879 8,443 0.06%
289 ISHARES MORNINGSTAR LARGE-CAP ETF 58,918 8,357 0.06%
290 SYSCO CORP 159,751 8,294 0.06%
291 PPG Industries Inc 77,856 8,181 0.05%
292 SCHWAB STRATEGIC TR 183,488 8,180 0.05%
293 AMERICAN WTR WKS CO INC NEW 104,615 8,136 0.05%
294 GOLDMAN SACHS GROUP INC C 35,315 8,113 0.05%
295 ISHARES 7-10 YEAR TREASURY BOND ETF 76,838 8,113 0.05%
296 MONSANTO CO 71,038 8,041 0.05%
297 NORTHROP GRUMMAN CORP 33,435 7,952 0.05%
298 ARCHER DANIELS MIDLAND CO 172,212 7,929 0.05%
299 TEMPLETON GLOBAL INCOME FD 1,189,774 7,912 0.05%
300 ISHARES TR 156,603 7,905 0.05%
Page 6 of 49