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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 57 Institutional holders with a total value of $95,815,277.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 210,883 12,478,000 13.02%
2 Strategic Point Investment Advisors, LLC 204,628 12,107,000 12.64%
3 UBS Group AG 169,524 10,031,000 10.47%
4 BANK OF AMERICA CORP /DE/ 166,375 9,844,000 10.27%
5 Commonwealth Equity Services, Inc 144,054 8,524,000 8.90%
6 WELLS FARGO & COMPANY/MN 98,204 5,810,000 6.06%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,033 3,316,000 3.46%
8 RAYMOND JAMES & ASSOCIATES 48,312 2,859,000 2.98%
9 TILLER PRIVATE WEALTH, INC. 48,320 2,859,000 2.98%
10 SUNTRUST BANKS INC 45,141 2,671,000 2.79%
11 ACCESS FINANCIAL SERVICES, INC. 38,509 2,279,000 2.38%
12 SignalPoint Asset Management, LLC 38,189 2,260,000 2.36%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 32,910 1,947,000 2.03%
14 Baltimore-Washington Financial Advisors, Inc. 21,605 1,278,000 1.33%
15 Courage Miller Partners, LLC 17,527 1,037,000 1.08%
16 Raymond James Financial Services Advisors, Inc. 15,999 947,000 0.99%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,631 927,000 0.97%
18 Friedenthal Financial 15,098 893,000 0.93%
19 HighTower Advisors, LLC 14,945 877,000 0.92%
20 Concert Wealth Management Inc. 13,611 867,000 0.90%
21 Garrison Asset Management, LLC 14,340 848,000 0.89%
22 ALMANACK INVESTMENT PARTNERS, LLC. 14,273 845,000 0.88%
23 Eagle Capital Management, LLC 13,234 783,000 0.82%
24 AMERIPRISE FINANCIAL INC 13,158 779,000 0.81%
25 FIRST CAPITAL ADVISORS GROUP, LLC. 12,719 753,000 0.79%
26 INVESTMENT CENTERS OF AMERICA INC 12,660 751,000 0.78%
27 LPL Financial LLC 10,158 598,000 0.62%
28 Freedom Investment Management, Inc. 9,708 574,000 0.60%
29 Private Advisor Group, LLC 8,758 518,000 0.54%
30 Virtu KCG Holdings LLC 8,142 482,000 0.50%
31 SG Americas Securities, LLC 8,020 475,000 0.50%
32 JT STRATFORD LLC 7,449 441,000 0.46%
33 BRONFMAN E.L. ROTHSCHILD, L.P. 7,365 436,000 0.46%
34 JPMORGAN CHASE & CO 6,252 370,000 0.39%
35 Orion Porfolio Solutions, LLC 5,448 322,000 0.34%
36 J.P. Morgan Private Wealth Advisors LLC 5,161 305,000 0.32%
37 ROYAL BANK OF CANADA 4,961 293,000 0.31%
38 Gradient Investments LLC 4,940 292,000 0.30%
39 ADVISOR GROUP, INC. 4,363 258,000 0.27%
40 D'Orazio & Associates, Inc. 4,138 245,000 0.26%
41 Advisory Alpha, LLC 4,114 243,000 0.25%
42 INDEPENDENT ADVISOR ALLIANCE 3,548 209,000 0.22%
43 Concorde Asset Management, LLC 3,475 206,000 0.21%
44 EDGE ADVISORS, LLC 3,443 203,000 0.21%
45 DAVENPORT & Co LLC 3,160 202,277 0.21%
46 Advisory Services Network, LLC 3,138 186,000 0.19%
47 Liberty Capital Management, Inc. 1,695 100,000 0.10%
48 Tradewinds Capital Management, LLC 1,670 99,000 0.10%
49 SEI INVESTMENTS CO 1,217 72,000 0.08%
50 Apriem Advisors 1,000 59,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.