Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES TR 41,734 6,498 0.04%
352 WEC ENERGY GROUP INC 105,352 6,387 0.04%
353 OMEGA HEALTHCARE INVS INC 193,483 6,383 0.04%
354 ALLSTATE CORP 78,318 6,382 0.04%
355 ISHARES TR 59,779 6,369 0.04%
356 ISHARES TR 124,916 6,354 0.04%
357 FRANCO NEVADA CORP 95,664 6,267 0.04%
358 SPDR SER TR S&P 600 SML CAP 51,538 6,252 0.04%
359 VANGUARD INTL EQUITY INDEX F 116,747 6,218 0.04%
360 FIDELITY 259,659 6,201 0.04%
361 PAYPAL HLDGS INC 143,445 6,171 0.04%
362 LEGG MASON ETF EQUITY TR 207,411 6,166 0.04%
363 BROWN FORMAN CORP 132,021 6,097 0.04%
364 PIEDMONT OFFICE REALTY TR INC COM CL A 284,002 6,072 0.04%
365 CLAYMORE EXCHANGE TRD FD TR 239,594 6,069 0.04%
366 POWERSHARES ETF TR II 127,657 6,065 0.04%
367 AMERICAN TOWER CORP NEW 49,690 6,039 0.04%
368 T MOBILE US INC 93,292 6,026 0.04%
369 HERSHEY CO 55,162 6,026 0.04%
370 YUM BRANDS INC 94,250 6,023 0.04%
371 ENERGY TRANSFER PRTNRS L P 164,164 5,995 0.04%
372 APPLIED MATLS INC 152,794 5,944 0.04%
373 VANGUARD ADMIRAL FDS INC 46,999 5,904 0.04%
374 THERMO FISHER SCIENTIFIC INC 38,439 5,904 0.04%
375 ANNALY CAP MGMT INC 526,671 5,851 0.04%
376 WISDOMTREE TR 114,699 5,806 0.04%
377 AETNA INC NEW 45,509 5,805 0.04%
378 V F CORP 105,216 5,784 0.04%
379 JOHNSON CTLS INTL PLC 137,159 5,777 0.04%
380 PPL CORP 151,249 5,655 0.04%
381 VANGUARD WORLD FD 49,745 5,603 0.04%
382 VANGUARD INDEX FDS 55,903 5,584 0.04%
383 NATIONAL RETAIL PPTYS INC 126,997 5,540 0.04%
384 LIVE OAK BANCSHARES INC 255,848 5,539 0.04%
385 EATON VANCE LTD DURATION INC 399,238 5,521 0.04%
386 FIDELITY 162,874 5,468 0.04%
387 VANGUARD MALVERN FDS 110,099 5,447 0.04%
388 UNDER ARMOUR INC 273,994 5,420 0.04%
389 COLUMBIA PPTY TR INC 243,531 5,419 0.04%
390 FIFTH THIRD BANCORP 211,179 5,364 0.04%
391 CHUBB LIMITED 39,355 5,362 0.04%
392 FIDELITY COMWLTH TR 22,974 5,358 0.04%
393 INTL PAPER CO 105,326 5,348 0.04%
394 CAPITAL ONE FINL CORP 61,613 5,339 0.04%
395 SOUTHWEST AIRLS CO 99,028 5,324 0.04%
396 KAYNE ANDERSON MLP INVT CO 253,268 5,319 0.04%
397 POWERSHARES ETF TRUST 117,401 5,317 0.04%
398 ROYAL DUTCH SHELL PLC 95,167 5,313 0.04%
399 TEVA PHARMACEUTICAL INDS LTD 165,155 5,300 0.04%
400 BUCKEYE PARTNERS L P 77,176 5,291 0.04%
Page 8 of 49