| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,856,251 | 94,822,000 | 30.79% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,194,804 | 44,216,000 | 14.36% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 2,168,665 | 29,993,000 | 9.74% | ||
| 4 | Invesco Ltd. | 1,615,811 | 22,347,000 | 7.26% | ||
| 5 | 1607 Capital Partners, LLC | 1,014,628 | 14,032,000 | 4.56% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 949,853 | 13,136,000 | 4.27% | ||
| 7 | COHEN & STEERS, INC. | 528,797 | 7,313,000 | 2.37% | ||
| 8 | AMERIPRISE FINANCIAL INC | 503,620 | 6,958,000 | 2.26% | ||
| 9 | WELLS FARGO & COMPANY/MN | 487,634 | 6,744,000 | 2.19% | ||
| 10 | Advisors Asset Management, Inc. | 399,886 | 5,530,000 | 1.80% | ||
| 11 | Commonwealth Equity Services, Inc | 399,238 | 5,521,000 | 1.79% | ||
| 12 | BANK OF MONTREAL /CAN/ | 377,200 | 5,216,000 | 1.69% | ||
| 13 | HighTower Advisors, LLC | 291,466 | 4,027,000 | 1.31% | ||
| 14 | Yorktown Management & Research Co Inc | 290,000 | 4,011,000 | 1.30% | ||
| 15 | ZAZOVE ASSOCIATES LLC | 252,198 | 3,488,000 | 1.13% | ||
| 16 | CITIGROUP INC | 251,556 | 3,479,000 | 1.13% | ||
| 17 | Creative Planning | 218,957 | 3,028,000 | 0.98% | ||
| 18 | First Allied Advisory Services, Inc. | 167,547 | 2,346,000 | 0.76% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 162,944 | 2,254,000 | 0.73% | ||
| 20 | STIFEL FINANCIAL CORP | 160,495 | 2,227,000 | 0.72% | ||
| 21 | ROYAL BANK OF CANADA | 148,546 | 2,054,000 | 0.67% | ||
| 22 | Apriem Advisors | 129,270 | 1,788,000 | 0.58% | ||
| 23 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 113,312 | 1,567,000 | 0.51% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 111,118 | 1,537,000 | 0.50% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 106,153 | 1,469,000 | 0.48% | ||
| 26 | SUNTRUST BANKS INC | 90,605 | 1,253,000 | 0.41% | ||
| 27 | Aviance Capital Partners, LLC | 80,695 | 1,116,000 | 0.36% | ||
| 28 | DOLIVER ADVISORS, LP | 68,411 | 946,000 | 0.31% | ||
| 29 | SG Americas Securities, LLC | 62,826 | 869,000 | 0.28% | ||
| 30 | Laurion Capital Management LP | 61,104 | 845,000 | 0.27% | ||
| 31 | Shaker Financial Services, LLC | 52,385 | 724,000 | 0.24% | ||
| 32 | Janney Montgomery Scott LLC | 48,353 | 669,000 | 0.22% | ||
| 33 | AVALON CAPITAL MANAGEMENT | 47,096 | 651,000 | 0.21% | ||
| 34 | Horizon Kinetics LLC | 46,808 | 647,000 | 0.21% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 45,961 | 636,000 | 0.21% | ||
| 36 | ProVise Management Group, LLC | 45,509 | 629,000 | 0.20% | ||
| 37 | OPPENHEIMER & CO INC | 45,052 | 623,000 | 0.20% | ||
| 38 | FIRST TRUST ADVISORS LP | 45,000 | 622,000 | 0.20% | ||
| 39 | CONNING INC. | 42,079 | 582,000 | 0.19% | ||
| 40 | STALEY CAPITAL ADVISERS INC | 40,578 | 561,000 | 0.18% | ||
| 41 | Greenwich Wealth Management LLC | 38,749 | 536,000 | 0.17% | ||
| 42 | MILLENNIUM MANAGEMENT LLC | 38,489 | 532,000 | 0.17% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 34,769 | 481,000 | 0.16% | ||
| 44 | INVESTMENT CENTERS OF AMERICA INC | 33,772 | 467,000 | 0.15% | ||
| 45 | GUGGENHEIM CAPITAL LLC | 33,715 | 466,000 | 0.15% | ||
| 46 | ALETHEA CAPITAL MANAGEMENT, LLC | 32,097 | 444,000 | 0.14% | ||
| 47 | SHUFRO ROSE & CO LLC | 30,500 | 422,000 | 0.14% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 25,786 | 356,000 | 0.12% | ||
| 49 | MARINER INVESTMENT GROUP LLC | 24,410 | 338,000 | 0.11% | ||
| 50 | US BANCORP \DE\ | 22,636 | 313,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
