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Institutional Investment Manager
SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. (CIK: 0001335644), located at 40 King St.West, Scotia Plaza 33rd Floor, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001335382-16-000041) filed in 2016.08.11
#
Name
Shares
Value ($)
%
Options
Notes
201 FIRST TR EXCHANGE TRADED FD 13,571 304 0.01%
202 ROYAL CARIBBEAN GROUP 13,584 914 0.02%
203 GOLDMAN SACHS GROUP INC 13,725 2,046 0.04%
204 NATIONAL INSTRS CORP 13,734 377 0.01%
205 NCR CORP NEW 13,904 387 0.01%
206 NAKED BRAND GROUP INC COM NEW 13,943 19 0.00%
207 SELECT SECTOR SPDR TR 14,100 781 0.02%
208 APPLIED MATLS INC 14,134 339 0.01%
209 FISERV INC 14,164 1,547 0.03%
210 POWERSHARES ETF TRUST 14,224 337 0.01%
211 UNDER ARMOUR INC 14,251 573 0.01%
212 COLUMBIA BKG SYS INC COM 14,265 401 0.01%
213 NOKIA CORP 14,282 81 0.00%
214 POWERSHARES ETF TRUST 14,312 606 0.01%
215 FIRST AMERN FINL CORP 14,451 583 0.01%
216 ISHARES TR 14,615 3,772 0.08%
217 SERVICE CORP INTL 14,818 402 0.01%
218 BIOAMBER INC 14,850 44 0.00%
219 UNDER ARMOUR INC 14,865 541 0.01%
220 POWERSHARES ETF TRUST 14,930 676 0.01%
221 ROYAL BK CDA MONTREAL QUE 15,000 886 0.02% Put
222 BARRICK GOLD CORP 15,000 320 0.01% Put
223 BOEING CO 15,000 1,947 0.04% Put
224 ROYAL BK CDA MONTREAL QUE 15,000 886 0.02% Call
225 VANGUARD WORLD FD 15,004 1,608 0.03%
226 ARALEZ PHARMACEUTICALS INC 15,274 50 0.00%
227 SUNTRUST BKS INC 15,285 630 0.01%
228 PHILLIPS 66 15,334 1,219 0.02%
229 GLOBAL X FDS 15,389 320 0.01%
230 CREDIT SUISSE GROUP 15,510 166 0.00%
231 WESTPORT FUEL SYSTEMS INC 15,565 26 0.00%
232 ISHARES TR 15,654 2,102 0.04%
233 Pandora Media 16,000 199 0.00% Call
234 FIRST TR EXCH TRD ALPHA FD I 16,029 205 0.00%
235 CARPENTER TECHNOLOGY CORP 16,152 532 0.01%
236 DIAGEO P L C 16,300 1,840 0.04% Call
237 NANOVIRICIDES INC 16,300 26 0.00%
238 SONY GROUP CORP 16,795 493 0.01%
239 EATON CORP PLC 17,105 1,024 0.02%
240 HALLIBURTON CO 17,152 777 0.02%
241 EXPRESS SCRIPTS HLDG CO 17,154 1,303 0.03%
242 PAN AMERN SILVER CORP 17,167 282 0.01%
243 BANCO SANTANDER SA 17,355 68 0.00%
244 TENNECO INC 17,383 813 0.02%
245 BELLATRIX EXPLORATION LTD 17,436 17 0.00%
246 PROLOGIS INC 17,743 871 0.02%
247 DEERE & CO 17,780 1,442 0.03%
248 ISHARES 17,960 704 0.01%
249 KONINKLIJKE PHILIPS N V 17,986 449 0.01%
250 NXP SEMICONDUCTORS N V 18,245 1,432 0.03%
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