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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 75 Institutional holders with a total value of $167,731,544.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,324,038 27,554,000 16.43%
2 WELLS FARGO & COMPANY/MN 1,180,491 24,565,000 14.65%
3 BANK OF AMERICA CORP /DE/ 1,164,744 24,238,000 14.45%
4 JANE STREET GROUP, LLC 479,256 9,973,000 5.95%
5 UBS Group AG 466,628 9,710,000 5.79%
6 CARDAN CAPITAL PARTNERS, LLC 446,216 9,286,000 5.54%
7 Janney Capital Management LLC 293,820 6,114,000 3.65%
8 ROYAL BANK OF CANADA 290,888 6,053,000 3.61%
9 CITADEL ADVISORS LLC 244,954 5,097,000 3.04%
10 Gradient Investments LLC 218,840 4,554,000 2.72%
11 LPL Financial LLC 205,245 4,218,000 2.51%
12 Maryland Capital Management 176,716 3,677,000 2.19%
13 Oxbow Advisors, LLC 116,250 2,419,000 1.44%
14 RAYMOND JAMES & ASSOCIATES 100,252 2,086,000 1.24%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 93,870 1,949,000 1.16%
16 Commonwealth Equity Services, Inc 84,426 1,757,000 1.05%
17 Prospera Financial Services Inc 81,439 1,695,000 1.01%
18 Concert Wealth Management Inc. 69,222 1,427,000 0.85%
19 Janney Montgomery Scott LLC 62,458 1,232,000 0.73%
20 OLD MISSION CAPITAL LLC 58,284 1,213,000 0.72%
21 Cetera Advisor Networks LLC 56,481 1,175,000 0.70%
22 Hillsdale Investment Management Inc. 47,225 983,000 0.59%
23 Raymond James Financial Services Advisors, Inc. 44,446 925,000 0.55%
24 AMERIPRISE FINANCIAL INC 39,762 832,000 0.50%
25 SYNOVUS FINANCIAL CORP 38,546 803,000 0.48%
26 D.A. DAVIDSON & CO. 37,708 784,000 0.47%
27 ENVESTNET ASSET MANAGEMENT INC 36,414 758,000 0.45%
28 Private Advisor Group, LLC 36,841 757,000 0.45%
29 GOLDMAN SACHS GROUP INC 35,291 734,000 0.44%
30 US BANCORP \DE\ 33,530 698,000 0.42%
31 Cambridge Investment Research Advisors, Inc. 32,349 673,000 0.40%
32 SANDERS MORRIS HARRIS INC/FA 30,935 643,000 0.38%
33 JOHNSON INVESTMENT COUNSEL INC 28,570 594,000 0.35%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,003 562,000 0.34%
35 CITIGROUP INC 26,458 551,000 0.33%
36 Koshinski Asset Management, Inc. 26,365 549,000 0.33%
37 IFP ADVISORS, INC 24,819 516,000 0.31%
38 MSI Financial Services Inc 23,649 492,000 0.29%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,600 491,000 0.29% Put
40 BALDWIN WEALTH PARTNERS LLC/MA 21,273 443,000 0.26%
41 First City Capital Management, Inc. 19,737 411,000 0.25%
42 Stratos Wealth Partners, LTD. 18,207 379,000 0.23%
43 Capital Advisors, Ltd. LLC 15,485 322,000 0.19%
44 SCOTIA CAPITAL INC. 15,389 320,000 0.19%
45 INVESTMENT CENTERS OF AMERICA INC 14,743 307,000 0.18%
46 BANK OF MONTREAL /CAN/ 13,705 285,000 0.17%
47 ADVISOR GROUP, INC. 13,503 279,000 0.17%
48 First Allied Advisory Services, Inc. 13,033 269,000 0.16%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,800 266,000 0.16% Call
50 FLOW TRADERS U.S. LLC 12,548 261,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.