Dark
Light
System
Institutional Investment Manager
FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC (CIK: 0001342396) incorporated in Maryland, located at 1026 Cromwell Bridge Road, Towson, MD. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 65 holdings with a total value of $201,986,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES 7-10 YEAR TREASURY BOND ETF 3,226 348,000 0.17%
52 Solar Capital Ltd. 18,894 299,000 0.15%
53 NEW MTN FIN CORP 21,115 287,000 0.14%
54 VANGUARD WORLD FD 2,610 261,000 0.13%
55 GLADSTONE COMMERCIAL CORP 17,741 250,000 0.12%
56 STARWOOD PPTY TR INC COM 12,013 247,000 0.12%
57 APOLLO COML REAL EST FIN INC 15,646 246,000 0.12%
58 MICROSTRATEGY INC CL A NEW 1,028 202,000 0.10%
59 ARES CAPITAL CORP 13,513 196,000 0.10%
60 INVESTORS REAL 18,632 144,000 0.07%
61 MEDICAL PPTYS TRUST INC 10,628 118,000 0.06%
62 BAY BANCORP INC 22,217 113,000 0.06%
63 MBIA INC 18,189 111,000 0.05%
64 TIVO INC 11,555 100,000 0.05%
65 MARVELL TECHNOLOGY GROUP LTD 10,968 99,000 0.05%
Page 2 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-15-005352, filed 2015.10.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.