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SOLAR CAPITAL
SOLAR CAPITAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 102 Institutional holders with a total value of $384,799,292.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 5,909,632 93,490,000 24.30%
2 THORNBURG INVESTMENT MANAGEMENT INC 4,613,589 72,987,000 18.97%
3 UBS Group AG 1,633,990 25,850,000 6.72%
4 Allianz Asset Management GmbH 859,457 13,597,000 3.53%
5 MORGAN STANLEY 740,536 11,715,000 3.04%
6 Numeric Investors LLC 576,890 9,126,000 2.37%
7 West Family Investments, Inc. 479,013 7,578,000 1.97%
8 CONFLUENCE INVESTMENT MANAGEMENT LLC 464,579 7,350,000 1.91%
9 CLOUGH CAPITAL PARTNERS L P 446,100 7,057,000 1.83%
10 Yorktown Management & Research Co Inc 435,000 6,882,000 1.79%
11 Cloud Gate Capital, LLC 417,351 6,603,000 1.72%
12 PVG Asset Management 391,442 6,192,617 1.61%
13 Muzinich & Co., Inc. 391,210 6,021,000 1.56%
14 Polar Capital LLP 365,000 5,772,000 1.50%
15 MILLENNIUM MANAGEMENT LLC 363,239 5,746,000 1.49%
16 PUTNAM INVESTMENTS LLC 358,258 5,668,000 1.47%
17 JPMORGAN CHASE & CO 342,828 5,422,000 1.41%
18 THRIVENT FINANCIAL FOR LUTHERANS 339,525 5,372,000 1.40%
19 CITADEL ADVISORS LLC 288,758 4,568,000 1.19%
20 UNITED SERVICES AUTOMOBILE ASSOCIATION 276,217 4,370,000 1.14%
21 DEUTSCHE BANK AG\ 265,251 4,196,000 1.09%
22 EAGLE BOSTON INVESTMENT MANAGEMENT INC 258,545 4,090,000 1.06%
23 RIVERNORTH CAPITAL MANAGEMENT, LLC 221,150 3,499,000 0.91%
24 Invesco Ltd. 213,323 3,374,000 0.88%
25 TWO SIGMA INVESTMENTS, LP 204,641 3,237,000 0.84%
26 TWO SIGMA ADVISERS, LP 194,889 3,134,000 0.81%
27 Clear Harbor Asset Management, LLC 189,250 2,994,000 0.78%
28 Fortress Investment Group LLC 178,670 2,827,000 0.73%
29 GUGGENHEIM CAPITAL LLC 178,004 2,817,000 0.73%
30 BlackRock Group LTD 165,859 2,624,000 0.68%
31 Aristotle Capital Boston, LLC 144,173 2,281,000 0.59%
32 KEELEY ASSET MANAGEMENT CORP 141,005 2,231,000 0.58%
33 MERITAGE PORTFOLIO MANAGEMENT 132,680 2,099,000 0.55%
34 VAN ECK ASSOCIATES CORP 128,993 2,041,000 0.53%
35 MENTA CAPITAL LLC 127,835 2,022,000 0.53%
36 DIALECTIC CAPITAL MANAGEMENT, LP 126,885 2,007,000 0.52%
37 CREDIT SUISSE AG/ 121,978 1,930,000 0.50%
38 ROYAL BANK OF CANADA 111,576 1,765,000 0.46%
39 Advisors Asset Management, Inc. 109,592 1,734,000 0.45%
40 ADVISORY RESEARCH INC 95,910 1,517,000 0.39%
41 Sumitomo Mitsui DS Asset Management Company, Ltd 91,215 1,443,000 0.38%
42 Nationwide Fund Advisors 87,448 1,383,000 0.36%
43 Chicago Partners Investment Group LLC 82,137 1,299,000 0.34%
44 Nine Chapters Capital Management LLC 69,900 1,106,000 0.29%
45 WELLS FARGO & COMPANY/MN 68,728 1,087,000 0.28%
46 TCW GROUP INC 56,800 899,000 0.23%
47 Legal & General Group Plc 54,518 862,000 0.22%
48 D. E. Shaw & Co., Inc. 53,314 843,000 0.22%
49 EATON VANCE MANAGEMENT 43,000 680,000 0.18%
50 I.G. INVESTMENT MANAGEMENT, LTD. 39,172 620,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.