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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-14-001040) filed in 2014.05.09
#
Name
Shares
Value ($)
%
Options
Notes
1 GROUPON INC 307,628 3,042 0.56%
2 CONOCOPHILLIPS 287,583 18,490 3.42%
3 VANGUARD TAX-MANAGED FDS 262,109 10,467 1.94%
4 VANGUARD INDEX FDS 233,120 17,021 3.15%
5 GENERAL ELECTRIC CO 220,951 5,486 1.02%
6 AMERICAN RLTY CAP PPTYS INC 195,711 2,685 0.50%
7 NEW GERMANY FD INC 176,757 3,272 0.61%
8 VANGUARD BD INDEX FDS 173,476 13,911 2.58%
9 POWERSHARES ETF TRUST 168,790 4,905 0.91%
10 VANGUARD INDEX FDS 160,894 14,522 2.69%
11 WindStream Corp (win) 157,952 1,179 0.22%
12 SPIRIT RLTY CAP INC NEW 150,735 1,580 0.29%
13 CLAYMORE EXCHANGE TRD FD TR 146,040 3,948 0.73%
14 DCT Industrial Trust Inc 145,429 1,107 0.20%
15 ARBOR REALTY TRUST INC 143,020 992 0.18%
16 RYDEX ETF TRUST 140,658 7,224 1.34%
17 FORD MTR CO DEL 137,810 2,042 0.38%
18 MICROSOFT CORP 135,651 4,927 0.91%
19 VANGUARD MORTG-BACK SEC ETF 135,402 7,023 1.30%
20 ISHARES GOLD TRUST 132,951 1,604 0.30%
21 SCHWAB CHARLES CORP 124,527 3,036 0.56%
22 VANGUARD CHARLOTTE FDS 124,364 6,252 1.16%
23 PFIZER INC 123,118 3,810 0.71%
24 WELLS FARGO & CO NEW 116,359 5,304 0.98%
25 AT&T INC 106,423 3,416 0.63%
26 KROGER CO 99,393 3,649 0.68%
27 POWERSHARES QQQ TRUST 98,578 8,484 1.57%
28 DNP SELECT INCOME FD INC 97,291 943 0.17%
29 VANGUARD INTL EQUITY INDEX F 93,900 3,574 0.66%
30 PHILLIPS 66 90,985 6,679 1.24%
31 COCA COLA CO 88,665 3,382 0.63%
32 ARCHER DANIELS MIDLAND CO 88,319 3,471 0.64%
33 ORACLE CORP 87,496 3,212 0.59%
34 VANGUARD BD INDEX FDS 84,630 7,066 1.31%
35 HEALTHCARE TRUST AMERICA INC CL A NEW 83,115 887 0.16%
36 BANK AMER CORP 82,403 1,376 0.25%
37 TEMPLETON DRAGON FD INC 74,543 1,723 0.32%
38 COLUMBIA PPTY TR INC 72,871 1,700 0.31%
39 VERIZON COMMUNICATIONS INC 71,528 3,358 0.62%
40 ALTRIA GROUP INC 69,272 2,406 0.45%
41 EXXON MOBIL CORP 63,304 5,738 1.06%
42 ISHARES TR 63,043 6,790 1.26%
43 CHEVRON CORP NEW 62,720 6,969 1.29%
44 DWS GLBL HIGH INCOME FD INC 62,336 495 0.09%
45 JOHNSON & JOHNSON 61,951 5,547 1.03%
46 DWS STRATEGIC INCOME TR 60,272 764 0.14%
47 Navidea Biopharm Inc 60,115 102 0.02%
48 ARES CAPITAL CORP 60,067 1,080 0.20%
49 VANGUARD LONG TERM BOND ETF 58,675 4,993 0.92%
50 FIRST TR EXCHANGE TRADED FD 57,807 2,931 0.54%
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