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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 38 Institutional holders with a total value of $78,158,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 515,894 14,099,000 18.04%
2 MORGAN STANLEY 400,539 10,947,000 14.01%
3 BANK OF AMERICA CORP /DE/ 290,008 7,926,000 10.14%
4 Linscomb Wealth, Inc. 211,038 5,768,000 7.38%
5 UBS AG 195,956 5,355,000 6.85%
6 WELLS FARGO & COMPANY/MN 166,522 4,551,000 5.82%
7 LPL Financial LLC 144,769 3,957,000 5.06%
8 SII INVESTMENTS INC/WI 146,040 3,948,000 5.05%
9 B. Riley Wealth Advisors, Inc. 108,918 2,977,000 3.81%
10 Commonwealth Equity Services, Inc 99,745 2,726,000 3.49%
11 Bluefin Trading, LLC 64,786 1,800,000 2.30%
12 Ashfield Capital Partners, LLC 62,847 1,718,000 2.20%
13 Carroll Financial Associates, Inc. 53,350 1,458,000 1.87%
14 NATIONAL PLANNING CORP 46,061 1,255,000 1.61%
15 ROYAL BANK OF CANADA 42,653 1,166,000 1.49%
16 AVALON CAPITAL MANAGEMENT 41,590 1,137,000 1.45%
17 Gradient Investments LLC 41,334 1,130,000 1.45%
18 Cetera Advisor Networks LLC 31,500 858,000 1.10%
19 ACG Wealth 29,707 812,000 1.04%
20 Confluence Wealth Management LLC 26,085 713,000 0.91%
21 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 23,778 650,000 0.83%
22 Freedom Investment Management, Inc. 16,513 451,000 0.58%
23 HighTower Advisors, LLC 15,807 432,000 0.55%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,930 381,000 0.49%
25 BCWM, LLC 13,863 379,000 0.48%
26 ENVESTNET ASSET MANAGEMENT INC 13,558 371,000 0.47%
27 Virtu KCG Holdings LLC 9,384 256,000 0.33%
28 Parasol Investment Management, LLC 8,585 235,000 0.30%
29 CITY NATIONAL BANK 8,066 220,000 0.28%
30 Prospera Financial Services Inc 7,532 206,000 0.26%
31 Private Ocean, LLC 5,486 150,000 0.19%
32 Alexandria Capital, LLC 1,900 52,000 0.07%
33 AMERIPRISE FINANCIAL INC 856 23,000 0.03%
34 JNBA Financial Advisors 800 22,000 0.03%
35 Capital Advisors, Ltd. LLC 386 11,000 0.01%
36 PRIVATE TRUST CO NA 378 10,000 0.01%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 230 6,000 0.01%
38 NEW ENGLAND SECURITIES CORP /MA/ 70 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.