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Institutional Investment Manager
Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. (CIK: 0001374022), located at 1-4-5, Marunouchi, Chiyoda-Ku, Tokyo, M0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 211 holdings with a total value of $19,099,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CELGENE CORP 800 84,000 0.44%
52 MARTIN MARIETTA MATLS INC 470 84,000 0.44%
53 TESLA INC 400 82,000 0.43%
54 SALESFORCE COM INC 1,130 81,000 0.42%
55 NEWELL BRANDS 1,400 74,000 0.39%
56 ORACLE CORP 1,880 74,000 0.39%
57 VERIZON COMMUNICATIONS INC 1,400 73,000 0.38%
58 MCDONALDS CORP 620 72,000 0.38%
59 REGENERON PHARMACEUTICALS 180 72,000 0.38%
60 CITRIX SYS INC 830 71,000 0.37%
61 JPMORGAN CHASE & CO 1,030 69,000 0.36%
62 AT&T INC 1,560 63,000 0.33%
63 STRYKER CORP 520 61,000 0.32%
64 WALGREENS BOOTS ALLIANCE INC 750 60,000 0.31%
65 JOHNSON & JOHNSON 500 59,000 0.31%
66 COSTCO WHSL CORP NEW 380 58,000 0.30%
67 CBRE GROUP INC 2,020 57,000 0.30%
68 PAYPAL HLDGS INC 1,380 57,000 0.30%
69 AMERICAN EXPRESS CO 870 56,000 0.29%
70 GOLDMAN SACHS GROUP INC 300 48,000 0.25%
71 MARRIOTT INTL 700 47,000 0.25%
72 BAIDU INC 250 46,000 0.24%
73 EXELON CORP 1,220 41,000 0.21%
74 TYSON FOODS INC 550 41,000 0.21%
75 MONDELEZ INTL INC 920 40,000 0.21%
76 ASSURANT 430 40,000 0.21%
77 AMERICAN AIRLS GROUP INC 1,000 37,000 0.19%
78 GENERAL ELECTRIC CO 1,240 37,000 0.19%
79 APACHE CORP 570 36,000 0.19%
80 WAL-MART STORES INC 490 35,000 0.18%
81 ALTRIA GROUP INC 530 34,000 0.18%
82 YAHOO INC 800 34,000 0.18%
83 NEXTERA ENERGY INC 270 33,000 0.17%
84 3M CO 180 32,000 0.17%
85 TWENTY FIRST CENTY FOX INC 1,260 31,000 0.16%
86 RAYTHEON CO 230 31,000 0.16%
87 EXPRESS SCRIPTS HLDG CO 440 31,000 0.16%
88 ALEXION PHARMACEUTIC 250 31,000 0.16%
89 NETFLIX INC 300 30,000 0.16%
90 F5 NETWORKS INC 240 30,000 0.16%
91 LOWES COS INC 410 30,000 0.16%
92 LINEAR TECH 500 30,000 0.16%
93 FEDEX CORP 170 30,000 0.16%
94 CAPITAL ONE FINL CORP 420 30,000 0.16%
95 BARD C R INC 130 29,000 0.15%
96 NORTHERN TRUST 410 28,000 0.15%
97 DOLLAR TREE INC 340 27,000 0.14%
98 NETAPP 760 27,000 0.14%
99 MALLINCKRODT PUB LTD CO SHS 360 25,000 0.13%
100 LUMEN TECHNOLOGIES INC 880 24,000 0.13%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001374022-16-000050, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.