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Institutional Investment Manager
Stanford Investment Group, Inc.
Stanford Investment Group, Inc. (CIK: 0001377633) incorporated in California, located at 2570 W. El Camino Real, Suite 520, Mountain View, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 358 holdings with a total value of $177,751,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 VANGUARD INDEX FDS 157 19,000 0.01%
252 KAYNE ANDERSON MLP INVT CO 1,149 19,000 0.01%
253 HASBRO INC 226 18,000 0.01%
254 NORTHROP GRUMMAN CORP 92 18,000 0.01%
255 NOVARTIS A G 250 18,000 0.01%
256 TEEKAY LNG PARTNERS L P 1,450 18,000 0.01% PRN
257 VANGUARD STAR FDS 370 17,000 0.01%
258 TIME WARNER INC 228 17,000 0.01%
259 SUNCOR ENERGY INC NEW 620 17,000 0.01%
260 USD PARTNERS LP 1,950 16,000 0.01% PRN
261 WESTPAC BKG CORP 700 16,000 0.01%
262 ENABLE MIDSTREAM PARTNERS LP 1,900 16,000 0.01% PRN
263 WHIRLPOOL CORP 88 16,000 0.01%
264 UNITED PARCEL SERVICE INC 140 15,000 0.01%
265 VODAFONE GROUP PLC NEW 460 15,000 0.01%
266 US BANCORP DEL 379 15,000 0.01%
267 Ishares - Japan 1,304 15,000 0.01%
268 ISHARES 7-10 YEAR TREASURY BOND ETF 140 15,000 0.01%
269 FORD MTR CO DEL 1,125 15,000 0.01%
270 PVH CORPORATION 140 14,000 0.01%
271 EXELON CORP 400 14,000 0.01%
272 FRESENIUS MED CARE AG&CO KGA 324 14,000 0.01%
273 NeoPhotonics Corp 1,000 14,000 0.01%
274 TELEFONAKTIEBOLAGET LM ERICS 1,425 14,000 0.01%
275 SPDR DOW JONES INDL AVRG ETF 71 13,000 0.01%
276 ISHARES TR 90 13,000 0.01%
277 VANGUARD CHARLOTTE FDS 243 13,000 0.01%
278 UNIT CORP COM 1,500 13,000 0.01%
279 Intuit Inc 117 13,000 0.01%
280 MORGAN STANLEY 500 13,000 0.01%
281 MONDELEZ INTL INC 319 13,000 0.01%
282 JPMORGAN CHASE & CO 425 12,000 0.01%
283 AQUA AMERICA INC 375 12,000 0.01%
284 CARNIVAL CORP 223 12,000 0.01%
285 BANK NEW YORK MELLON CORP 320 12,000 0.01%
286 SCHWAB INTERNATIONAL EQUITY ETF 404 11,000 0.01%
287 VANGUARD INTL EQUITY INDEX F 225 11,000 0.01%
288 RANGE RES CORP 325 11,000 0.01%
289 CONSOLIDATED EDISON INC 149 11,000 0.01%
290 BED BATH & BEYOND INC 200 10,000 0.01%
291 INTREXON CORPORATION 300 10,000 0.01%
292 KRAFT HEINZ CO 123 10,000 0.01%
293 BAXTER INTL INC 250 10,000 0.01%
294 CINCINNATI FINL CORP 158 10,000 0.01%
295 VANGUARD INDEX FDS 89 10,000 0.01%
296 EATON CORP PLC 160 10,000 0.01%
297 SCHWAB U.S. BROAD MARKET ETF 185 9,000 0.01%
298 ENERGY TRANSFER L P 1,200 9,000 0.01% PRN
299 WYNN RESORTS LTD 100 9,000 0.01%
300 L BRANDS INC 105 9,000 0.01%
Page 6 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-085720, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.