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Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,266 holdings with a total value of $336,112,645,000.
#
Name
Shares
Value ($)
%
Options
Notes
4251 ALLIQUA BIOMEDICAL INC 11,400 9,000 0.00%
4252 INFOSONICS CORP 15,321 8,000 0.00%
4253 DENISON MINES CORP 16,875 8,000 0.00%
4254 AG&E HLDGS INC 29,680 8,000 0.00%
4255 RELIV INTL INC COM NEW 10,469 7,000 0.00%
4256 STRATA SKIN SCIENCES INC COM 12,978 7,000 0.00%
4257 Carbylan Therapeutics Inc. 14,255 7,000 0.00%
4258 Bank Of America 18 WTS 39,300 4,000 0.00%
4259 ACTIVE POWER INC COM NEW 13,063 4,000 0.00%
4260 COSI INC SHS 36,657 3,000 0.00%
4261 UNITED STATES 200 2,000 0.00% Call
4262 INTERPACE DIAGNOSTICS GROUP 14,998 2,000 0.00%
4263 TETRALOGIC PHARMA CO 12,292 2,000 0.00%
4264 PROVECTUS BIOPHARMACEUTICALS I 14,886 1,000 0.00%
4265 FORBES ENERGY SERVICES LTD 10,198 1,000 0.00%
4266 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 59,528 0 0.00%
Page 86 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-16-000254, filed 2016.11.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.