Dark
Light
System
Institutional Investment Manager
Marquette Asset Management, LLC
Marquette Asset Management, LLC (CIK: 0001395067), located at 150 South 5th Street, Minneapolis, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001395067-14-000003) filed in 2014.04.30
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB U.S. LARGE-CAP GROWTH ETF 897,865 41,302 21.72%
2 RYDEX ETF TRUST 389,206 28,502 14.99%
3 ISHARES TR 305,091 26,403 13.89%
4 ISHARES TR 171,867 16,585 8.72%
5 POWERSHARES ETF TRUST 109,048 10,821 5.69%
6 SPDR S&P 500 ETF TR 32,926 6,157 3.24%
7 ISHARES TR 52,574 6,116 3.22%
8 VANGUARD INDEX FDS 57,018 5,330 2.80%
9 ISHARES TR 69,240 5,077 2.67%
10 ISHARES TR 31,744 4,913 2.58%
11 VANGUARD INDEX FDS 34,030 3,844 2.02%
12 SCHWAB U.S. SMALL-CAP ETF 71,685 3,842 2.02%
13 SCHWAB U.S. MID-CAP ETF 98,754 3,813 2.01%
14 VANGUARD INDEX FDS 31,191 3,543 1.86%
15 SELECT SECTOR SPDR TR 37,552 2,196 1.16%
16 SELECT SECTOR SPDR TR 97,707 2,183 1.15%
17 BUCKEYE PARTNERS L P 27,230 2,044 1.08%
18 POWERSHARES ETF TRUST 34,035 1,481 0.78%
19 SELECT SECTOR SPDR TR 38,905 1,414 0.74%
20 ISHARES TR 15,691 1,364 0.72%
21 ISHARES TR 7,096 855 0.45%
22 ISHARES TR 12,125 815 0.43%
23 SELECT SECTOR SPDR TR 15,524 812 0.43%
24 ISHARES RUSSELL 2000 VALUE ETF 7,311 737 0.39%
25 ISHARES TR 5,028 691 0.36%
26 POWERSHARES ETF TR II 15,485 679 0.36%
27 VANGUARD INDEX FDS 8,336 651 0.34%
28 SCHLUMBERGER LTD 4,400 429 0.23%
29 UNITED TECHNOLOGIES CORP 3,165 370 0.19%
30 SELECT SECTOR SPDR TR 5,475 354 0.19%
31 POWERSHARES ETF TRUST 4,116 348 0.18%
32 LOCKHEED MARTIN CORP 2,028 331 0.17%
33 BERKSHIRE HATHAWAY INC DEL 2,600 325 0.17%
34 3M CO 2,390 324 0.17%
35 GENERAL ELECTRIC CO 12,150 315 0.17%
36 US BANCORP DEL 7,209 309 0.16%
37 VANGUARD INDEX FDS 3,500 301 0.16%
38 JOHNSON & JOHNSON 2,824 277 0.15%
39 AMERICAN EXPRESS CO 3,018 272 0.14%
40 APACHE CORP 3,239 269 0.14%
41 TYCO INTL LTD. 6,172 262 0.14%
42 ISHARES TR 2,345 258 0.14%
43 POWERSHARES ETF TR II 12,511 249 0.13%
44 BEMIS INC 6,300 247 0.13%
45 TJX COS INC NEW 4,069 247 0.13%
46 SCHWAB CHARLES CORP 8,869 242 0.13%
47 INTERNATIONAL BUSINESS MACHS 1,254 241 0.13%
48 NIKE INC 3,244 240 0.13%
49 SHERWIN WILLIAMS CO 1,148 226 0.12%
50 MERCK & CO INC 3,963 225 0.12%
Page 1 of 2
Restatement filing (0001395067-14-000008) filed in 2014.08.20
#
Name
Shares
Value ($)
%
Options
Notes
1 SHERWIN WILLIAMS CO 1,148 226 0.09%
2 INTERNATIONAL BUSINESS MACHS 1,254 241 0.10%
3 ISHARES TR 1,456 223 0.09%
4 LOCKHEED MARTIN CORP 2,028 331 0.14%
5 EXXON MOBIL CORP 2,252 220 0.09%
6 ISHARES TR 2,345 258 0.11%
7 3M CO 2,390 324 0.14%
8 BERKSHIRE HATHAWAY INC DEL 2,600 325 0.14%
9 HOME DEPOT INC 2,676 212 0.09%
10 AMERICAN EXPRESS CO 3,018 272 0.11%
11 UNITED TECHNOLOGIES CORP 3,165 370 0.16%
12 APACHE CORP 3,239 269 0.11%
13 NIKE INC 3,244 240 0.10%
14 VANGUARD INDEX FDS 3,500 301 0.13%
15 TARGET CORP 3,693 223 0.09%
16 POWERSHARES ETF TRUST 3,944 334 0.14%
17 MERCK & CO INC 3,963 225 0.09%
18 TJX COS INC NEW 4,069 247 0.10%
19 SCHLUMBERGER LTD 4,400 429 0.18%
20 ISHARES TR 4,495 526 0.22%
21 ISHARES TR 4,635 232 0.10%
22 ISHARES TR 4,681 237 0.10%
23 ISHARES TR 5,028 691 0.29%
24 LENNAR 5,098 202 0.08%
25 SELECT SECTOR SPDR TR 5,475 354 0.15%
26 TYCO INTL LTD. 6,172 262 0.11%
27 BEMIS INC 6,300 247 0.10%
28 ISHARES TR 6,374 710 0.30%
29 ISHARES TR 7,096 855 0.36%
30 US BANCORP DEL 7,209 309 0.13%
31 ISHARES RUSSELL 2000 VALUE ETF 7,311 737 0.31%
32 SCHWAB SHORT-TERM US TREASURY ETF 7,839 396 0.17%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 7,840 740 0.31%
34 VANGUARD INDEX FDS 8,336 651 0.27%
35 SCHWAB CHARLES CORP 8,869 242 0.10%
36 VANGUARD BD INDEX FDS 10,335 861 0.36%
37 PULTE GROUP INC 10,790 207 0.09%
38 NUVEEN QUALITY MUNCP INCOME 11,250 151 0.06%
39 UBS AG 12,029 352 0.15%
40 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 12,122 452 0.19%
41 ISHARES TR 12,125 815 0.34%
42 GENERAL ELECTRIC CO 12,150 315 0.13%
43 POWERSHARES ETF TR II 12,511 249 0.10%
44 VALLEY NATL BANCORP 12,671 3 0.00%
45 POWERSHARES ETF TR II 15,485 679 0.29%
46 SELECT SECTOR SPDR TR 15,524 812 0.34%
47 ISHARES TR 15,691 1,364 0.57%
48 SCHWAB US AGGREGATE BOND ETF 18,859 964 0.40%
49 PUTNAM MANAGED MUN INCOME TR 21,040 146 0.06%
50 POWERSHARES ETF TR II 24,943 484 0.20%
Page 1 of 2