Dark
Light
System
Security
SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 101 Institutional holders with a total value of $189,943,340.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Management Professionals, Inc. 616,398 23,799,000 12.53%
2 PLANNING ALTERNATIVES LTD /ADV 581,519 22,452,000 11.82%
3 SALEM INVESTMENT COUNSELORS INC 211,976 8,184,000 4.31%
4 CWH Capital Management, Inc. 179,757 6,940,000 3.65%
5 PIERSHALE FINANCIAL GROUP, INC. 162,611 6,278,000 3.31%
6 Madden Advisory Services, Inc. 157,173 6,068,000 3.19%
7 OLD DOMINION CAPITAL MANAGEMENT INC 151,933 5,866,000 3.09%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 143,150 5,527,000 2.91%
9 Avior Wealth Management, LLC 140,111 5,410,000 2.85%
10 ASPIRIANT HOLDINGS S3, LLC 128,850 4,975,000 2.62%
11 ProVise Management Group, LLC 122,759 4,739,000 2.49%
12 LATHROP INVESTMENT MANAGEMENT CO 114,492 4,421,000 2.33%
13 Atria Investments, Inc 109,011 4,209,000 2.22%
14 ENVESTNET ASSET MANAGEMENT INC 106,155 4,099,000 2.16%
15 Tuttle Capital Management, LLC 105,435 4,070,000 2.14%
16 Marquette Asset Management, LLC 98,754 3,813,000 2.01%
17 LEAVELL INVESTMENT MANAGEMENT, INC. 90,436 3,492,000 1.84%
18 Gemmer Asset Management LLC 76,766 2,964,000 1.56%
19 Gateway Advisory, LLC 66,604 2,572,000 1.35%
20 Tradewinds Capital Management, LLC 66,251 2,558,000 1.35%
21 Brouwer & Janachowski, LLC 60,004 2,317,000 1.22%
22 SVA Wealth Management, LLC 58,665 2,265,000 1.19%
23 JANE STREET GROUP, LLC 55,521 2,144,000 1.13%
24 Bangor Savings Bank 55,474 2,142,000 1.13%
25 RKL Wealth Management LLC 54,532 2,105,000 1.11%
26 One Capital Management, LLC 52,188 2,015,000 1.06%
27 Bouchey Financial Group Ltd 51,768 1,999,000 1.05%
28 CITIGROUP INC 50,000 1,931,000 1.02%
29 EATON VANCE MANAGEMENT 49,410 1,907,000 1.00%
30 Emery Howard Portfolio Management, Inc. 45,048 1,739,000 0.92%
31 UBS AG 41,956 1,620,000 0.85%
32 MORGAN STANLEY 35,739 1,380,000 0.73%
33 BLB&B Advisors, LLC 35,115 1,356,000 0.71%
34 Strategic Advisors LLC 34,295 1,324,000 0.70%
35 Orion Porfolio Solutions, LLC 33,591 1,297,000 0.68%
36 Cambridge Investment Research Advisors, Inc. 32,790 1,266,000 0.67%
37 Live Your Vision, LLC 31,299 1,208,000 0.64%
38 CAHILL FINANCIAL ADVISORS INC 30,987 1,197,000 0.63%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 30,424 1,175,000 0.62%
40 Courage Miller Partners, LLC 28,600 1,104,000 0.58%
41 Summit Asset Management, LLC 26,196 1,011,000 0.53%
42 JMG Financial Group, Ltd. 25,355 979,000 0.52%
43 WELLS FARGO & COMPANY/MN 25,085 969,000 0.51%
44 CONDOR CAPITAL MANAGEMENT 24,504 946,000 0.50%
45 Eagle Capital Management, LLC 23,680 914,000 0.48%
46 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 23,654 913,000 0.48%
47 Ifrah Financial Services, Inc. 22,724 877,000 0.46%
48 DRW Securities, LLC 22,350 863,000 0.45%
49 Newman Dignan & Sheerar, Inc. 22,141 855,000 0.45%
50 Curbstone Financial Management Corp 21,775 841,000 0.44%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.