Dark
Light
System
Institutional Investment Manager
Marquette Asset Management, LLC
Marquette Asset Management, LLC (CIK: 0001395067), located at 150 South 5th Street, Minneapolis, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001395067-14-000003) filed in 2014.04.30
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB U.S. LARGE-CAP GROWTH ETF 897,865 41,302 21.72%
2 RYDEX ETF TRUST 389,206 28,502 14.99%
3 ISHARES TR 305,091 26,403 13.89%
4 ISHARES TR 171,867 16,585 8.72%
5 POWERSHARES ETF TRUST 109,048 10,821 5.69%
6 SPDR S&P 500 ETF TR 32,926 6,157 3.24%
7 ISHARES TR 52,574 6,116 3.22%
8 VANGUARD INDEX FDS 57,018 5,330 2.80%
9 ISHARES TR 69,240 5,077 2.67%
10 ISHARES TR 31,744 4,913 2.58%
11 VANGUARD INDEX FDS 34,030 3,844 2.02%
12 SCHWAB U.S. SMALL-CAP ETF 71,685 3,842 2.02%
13 SCHWAB U.S. MID-CAP ETF 98,754 3,813 2.01%
14 VANGUARD INDEX FDS 31,191 3,543 1.86%
15 SELECT SECTOR SPDR TR 37,552 2,196 1.16%
16 SELECT SECTOR SPDR TR 97,707 2,183 1.15%
17 BUCKEYE PARTNERS L P 27,230 2,044 1.08%
18 POWERSHARES ETF TRUST 34,035 1,481 0.78%
19 SELECT SECTOR SPDR TR 38,905 1,414 0.74%
20 ISHARES TR 15,691 1,364 0.72%
21 ISHARES TR 7,096 855 0.45%
22 ISHARES TR 12,125 815 0.43%
23 SELECT SECTOR SPDR TR 15,524 812 0.43%
24 ISHARES RUSSELL 2000 VALUE ETF 7,311 737 0.39%
25 ISHARES TR 5,028 691 0.36%
26 POWERSHARES ETF TR II 15,485 679 0.36%
27 VANGUARD INDEX FDS 8,336 651 0.34%
28 SCHLUMBERGER LTD 4,400 429 0.23%
29 UNITED TECHNOLOGIES CORP 3,165 370 0.19%
30 SELECT SECTOR SPDR TR 5,475 354 0.19%
31 POWERSHARES ETF TRUST 4,116 348 0.18%
32 LOCKHEED MARTIN CORP 2,028 331 0.17%
33 BERKSHIRE HATHAWAY INC DEL 2,600 325 0.17%
34 3M CO 2,390 324 0.17%
35 GENERAL ELECTRIC CO 12,150 315 0.17%
36 US BANCORP DEL 7,209 309 0.16%
37 VANGUARD INDEX FDS 3,500 301 0.16%
38 JOHNSON & JOHNSON 2,824 277 0.15%
39 AMERICAN EXPRESS CO 3,018 272 0.14%
40 APACHE CORP 3,239 269 0.14%
41 TYCO INTL LTD. 6,172 262 0.14%
42 ISHARES TR 2,345 258 0.14%
43 POWERSHARES ETF TR II 12,511 249 0.13%
44 BEMIS INC 6,300 247 0.13%
45 TJX COS INC NEW 4,069 247 0.13%
46 SCHWAB CHARLES CORP 8,869 242 0.13%
47 INTERNATIONAL BUSINESS MACHS 1,254 241 0.13%
48 NIKE INC 3,244 240 0.13%
49 SHERWIN WILLIAMS CO 1,148 226 0.12%
50 MERCK & CO INC 3,963 225 0.12%
Page 1 of 2
Restatement filing (0001395067-14-000008) filed in 2014.08.20
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB U.S. LARGE-CAP GROWTH ETF 895,315 41,184 17.29%
2 RYDEX ETF TRUST 387,475 28,375 11.91%
3 ISHARES TR 304,085 26,316 11.05%
4 ISHARES TR 167,915 16,204 6.80%
5 ISHARES TR 139,481 5,444 2.29%
6 POWERSHARES ETF TRUST 106,651 10,583 4.44%
7 SCHWAB U.S. MID-CAP ETF 98,754 3,813 1.60%
8 SELECT SECTOR SPDR TR 97,707 2,183 0.92%
9 Targa Resources Partners LP 74,621 4,198 1.76%
10 SCHWAB U.S. SMALL-CAP ETF 71,685 3,842 1.61%
11 ISHARES TR 67,337 4,937 2.07%
12 VANGUARD INDEX FDS 57,018 5,330 2.24%
13 DREYFUS STRATEGIC MUNS INCORPORATED 56,425 457 0.19%
14 ENTERPRISE PRODS PARTNERS L 54,882 3,807 1.60%
15 ISHARES TR 53,263 5,748 2.41%
16 ISHARES TR 52,574 6,116 2.57%
17 JPMORGAN CHASE & CO 47,208 2,197 0.92%
18 GENESIS ENERGY LP COM UNITS NPV 46,823 2,538 1.07%
19 PowerShares Global Listed Priv 45,423 552 0.23%
20 MAGELLAN MIDSTREAM PRTNRS LP 41,450 2,891 1.21%
21 SELECT SECTOR SPDR TR 38,905 1,414 0.59%
22 Williams Partners Lp 38,035 1,938 0.81%
23 PLAINS ALL AMERN PIPELINE L 37,625 2,074 0.87%
24 SELECT SECTOR SPDR TR 37,552 2,196 0.92%
25 SPDR SERIES TRUST 37,541 1,155 0.48%
26 WESTERN GAS PARTNERS LP 36,956 2,446 1.03%
27 ONEOK PARTNERS LP 36,500 1,955 0.82%
28 MARKWEST ENERGY PARTNERS LP 36,347 2,374 1.00%
29 POWERSHARES ETF TRUST 34,035 1,481 0.62%
30 VANGUARD INDEX FDS 33,321 3,764 1.58%
31 SCHWAB U.S. REIT ETF 33,015 1,093 0.46%
32 SPDR S&P 500 ETF TR 32,926 6,157 2.59%
33 ISHARES TR 31,744 4,913 2.06%
34 VANGUARD INDEX FDS 30,505 3,465 1.45%
35 POWERSHARES ETF TR II 29,550 827 0.35%
36 El Paso Partners Pipeline 28,162 856 0.36%
37 BUCKEYE PARTNERS L P 27,230 2,044 0.86%
38 SPDR SER TR 25,491 789 0.33%
39 POWERSHARES ETF TR II 24,943 484 0.20%
40 PUTNAM MANAGED MUN INCOME TR 21,040 146 0.06%
41 SCHWAB US AGGREGATE BOND ETF 18,859 964 0.40%
42 ISHARES TR 15,691 1,364 0.57%
43 SELECT SECTOR SPDR TR 15,524 812 0.34%
44 POWERSHARES ETF TR II 15,485 679 0.29%
45 VALLEY NATL BANCORP 12,671 3 0.00%
46 POWERSHARES ETF TR II 12,511 249 0.10%
47 GENERAL ELECTRIC CO 12,150 315 0.13%
48 ISHARES TR 12,125 815 0.34%
49 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 12,122 452 0.19%
50 UBS AG 12,029 352 0.15%
Page 1 of 2