Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 2,786 holdings with a total value of $18,162,178,000.
#
Name
Shares
Value ($)
%
Options
Notes
2751 GENERAL ELECTRIC CO 3,516,634 94,306,000 0.52%
2752 SELECT SECTOR SPDR TR 4,192,557 97,183,000 0.54%
2753 ISHARES TR 1,795,318 98,545,000 0.54%
2754 ISHARES TR 610,273 98,590,000 0.54%
2755 SPDR SERIES TRUST 1,889,720 99,097,000 0.55%
2756 DBX ETF TR 3,695,646 100,263,000 0.55%
2757 VANGUARD INDEX FDS 588,852 107,147,000 0.59%
2758 SELECT SECTOR SPDR TR 1,420,247 109,359,000 0.60%
2759 ISHARES TR 980,725 109,508,000 0.60%
2760 VANGUARD INDEX FDS 1,075,340 111,636,000 0.61%
2761 VANGUARD SCOTTSDALE FDS 1,380,151 117,409,000 0.65%
2762 VANGUARD INDEX FDS 1,508,300 119,848,000 0.66%
2763 VANGUARD INTL EQUITY INDEX F 3,627,982 125,879,000 0.69%
2764 VANGUARD SPECIALIZED FUNDS 1,683,551 128,118,000 0.71%
2765 ISHARES TR 3,542,130 137,080,000 0.75%
2766 ISHARES TR 1,479,117 142,752,000 0.79%
2767 ISHARES TR 1,257,660 145,801,000 0.80%
2768 ISHARES TR 1,340,808 151,833,000 0.84%
2769 RYDEX ETF TRUST 2,019,405 153,771,000 0.85%
2770 ISHARES RUSSELL 1000 ETF 1,525,898 168,970,000 0.93%
2771 FIRST TR EXCHANGE TRADED FD 7,729,372 175,457,000 0.97%
2772 SELECT SECTOR SPDR TR 2,575,542 176,347,000 0.97%
2773 ISHARES TR 3,049,093 181,657,000 1.00%
2774 ISHARES TR 1,755,213 193,467,000 1.07%
2775 ISHARES TR 1,404,231 197,926,000 1.09%
2776 ISHARES TR 1,018,381 203,207,000 1.12%
2777 ISHARES TR 1,897,259 207,537,000 1.14%
2778 SPDR SERIES TRUST 6,008,197 214,602,000 1.18%
2779 APPLE INC 2,084,174 230,884,000 1.27%
2780 VANGUARD BD INDEX FDS 2,873,624 235,063,000 1.29%
2781 ISHARES TR 2,709,880 260,117,000 1.43%
2782 ISHARES TR 3,443,217 377,549,000 2.08%
2783 SPDR S&P MIDCAP 400 ETF TR 1,602,339 411,588,000 2.27%
2784 SPDR S&P 500 ETF TR 2,284,989 453,348,000 2.50%
2785 POWERSHARES QQQ TRUST 4,805,353 506,963,000 2.79%
2786 VANGUARD INDEX FDS 7,360,225 752,289,000 4.14%
Page 56 of 56

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000008, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.