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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 321 Institutional holders with a total value of $3,378,943,171.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,320,927 464,966,000 13.76%
2 WELLS FARGO & COMPANY/MN 4,826,857 355,063,000 10.51%
3 BANK OF AMERICA CORP /DE/ 4,784,104 351,919,000 10.42%
4 UBS Group AG 4,563,150 335,665,000 9.93%
5 LPL Financial LLC 2,019,405 153,771,000 4.55%
6 RAYMOND JAMES & ASSOCIATES 1,371,824 100,911,000 2.99%
7 LBMC INVESTMENT ADVISORS, LLC 1,155,682 85,012,000 2.52%
8 HighTower Advisors, LLC 1,052,686 77,441,000 2.29%
9 Raymond James Financial Services Advisors, Inc. 1,033,028 75,990,000 2.25%
10 Aft, Forsyth & Sober, LLC 977,135 71,878,000 2.13%
11 GAM Holding AG 790,000 58,112,000 1.72%
12 Commonwealth Equity Services, Inc 771,324 56,739,000 1.68%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 625,795 46,034,000 1.36%
14 AMERIPRISE FINANCIAL INC 614,882 45,219,000 1.34%
15 Cetera Advisors LLC 480,710 35,355,000 1.05%
16 ROYAL BANK OF CANADA 465,455 34,239,000 1.01%
17 Stelac Advisory Services LLC 460,174 33,371,000 0.99%
18 ETRADE Capital Management LLC 411,383 30,261,000 0.90%
19 Gateway Advisory, LLC 408,378 30,040,000 0.89%
20 Annex Advisory Services, LLC 369,100 27,151,000 0.80%
21 STIFEL FINANCIAL CORP 364,781 26,832,000 0.79%
22 PNC FINANCIAL SERVICES GROUP, INC. 334,184 24,582,000 0.73%
23 COBIZ WEALTH, LLC 329,097 24,208,000 0.72%
24 J.P. Morgan Private Wealth Advisors LLC 324,999 23,907,000 0.71%
25 JPMORGAN CHASE & CO 253,277 18,630,000 0.55%
26 Cerity Partners OCIO LLC 251,189 18,484,000 0.55%
27 Cambridge Investment Research Advisors, Inc. 246,499 18,132,000 0.54%
28 Cetera Advisor Networks LLC 235,031 17,278,000 0.51%
29 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 225,603 16,595,000 0.49%
30 JANE STREET GROUP, LLC 213,151 15,679,000 0.46%
31 Gresham Partners, LLC 209,682 15,424,000 0.46%
32 Ironsides Asset Advisors, LLC 206,217 15,169,000 0.45%
33 SHARKEY, HOWES & JAVER 198,379 15,041,000 0.45%
34 First Horizon Advisors, Inc. 199,151 14,649,000 0.43%
35 Main Management LLC 186,311 13,705,000 0.41%
36 Financial Architects, Inc 181,818 13,375,000 0.40%
37 HENGEHOLD CAPITAL MANAGEMENT LLC 176,640 12,994,000 0.38%
38 Jaffetilchin Investment Partners, LLC 174,972 12,871,000 0.38%
39 Astor Investment Management LLC 174,332 12,824,000 0.38%
40 New England Private Wealth Advisors LLC 170,610 12,548,000 0.37%
41 CWM, LLC 164,282 12,085,000 0.36%
42 AMERICAN INTERNATIONAL GROUP, INC. 148,419 10,919,000 0.32%
43 BlackRock Institutional Trust Company, N.A. 142,363 10,472,000 0.31%
44 Leonetti & Associates, LLC 139,559 10,266,000 0.30%
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 136,314 10,025,000 0.30%
46 REZNY WEALTH MANAGEMENT, INC. 135,603 9,974,000 0.30%
47 CREDIT SUISSE AG/ 133,709 9,836,000 0.29%
48 CITIGROUP INC 131,747 9,692,000 0.29%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 130,534 9,622,000 0.28%
50 ENVESTNET ASSET MANAGEMENT INC 129,063 9,494,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.